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Get Ny Ethics Complaint Form

ETHICS COMMITTEE 1 South Family Dr. Albany, NY 12205 P 518.452.8230 F 518.452.8667 www.nysfda.orgETHICS COMPLAINT FORM Please use a separate form for each complaint or comment Person filing complaint.

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How to fill out the NY Ethics Complaint Form online

This guide provides a step-by-step approach to completing the NY Ethics Complaint Form online. It is designed to help users navigate the process easily and effectively, ensuring all necessary information is submitted accurately.

Follow the steps to successfully complete the form.

  1. Click ‘Get Form’ button to obtain the form and open it in the editor. This action will allow you to access the complaint form for completion.
  2. Begin filling out the 'Person filing complaint (Complainant)' section with your details. Ensure that you include your name, address, city, state, zip code, and contact information.
  3. Next, complete the 'Complaint filed against (Respondent)' section by providing the name, address, city, state, and zip code of the individual or entity you are filing the complaint against.
  4. In the next fields, provide the name of the decedent and the date of the funeral. Additionally, include the name of the person who made the funeral arrangements and the name of any involved funeral directors along with their contact number.
  5. Indicate which section(s) of the NYSFDA Code of Ethics you believe have been violated by selecting the relevant options provided in the form.
  6. Briefly describe your complaint in detail; specify who was involved, what occurred, when and where it took place, and how it affected you. Use additional paper if necessary.
  7. Explain the relief you are seeking to address your complaint. Be clear about your expectations for resolution.
  8. Attach copies of any related documents such as contracts, bills, correspondence, invoices, or itemizations that support your complaint.
  9. Finally, sign and date the form to validate your complaint before submitting it.
  10. Once all fields are filled out, you can save your changes, download a copy, print the form, or share it as necessary.

Complete your NY Ethics Complaint Form online today to ensure your voice is heard.

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Questions & Answers

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Contact support

To report such conduct to the Commission on Ethics and Lobbying in Government, call the tip line at 800-87-ETHICS (873-8442).

Phone. 1-800-663-6114 - Complaints/Inquiries (Monday-Friday 9:00 a.m - 5:00 p.m.)

For example, when possible, the complaint should include the following: Nature of the alleged ethical misconduct. Description of the alleged facts and date(s) of the incident(s) Description of any steps already taken to address the misconduct. Name of the person thought to be responsible for the alleged events.

Examples could include: the employee is stealing from the company; the employee is in a secret relationship with a direct report; or the employee is sexually harassing or bullying an employee. All these examples are ethical in nature and, if found to be true, deserve a strong and swift response from Human Resources.

You may also call the Task Force hotline at 1-888-469-7365.

An ethics complaint is a written document filed by the Inspector General with the SEC. This document cites the specific ethics rule which is alleged to have been violated along with the general supporting facts. This is a civil rather than a criminal proceeding.

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