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  • Nobo Online Request Form

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Nless there is a current meeting *** Part II: ***Note: Partial lists of shareholders cannot be processed, only a complete listing of all NOBOS may be requested. Intended use of NOBO (Required) Info only (No mailing) - Broadridge will mail to: OBO Only OBO and NOBO ***Note: The additional reports are not sent along with the NOBO listing. If you wish to request reports, plan, or schedule a mailing please contact a Broadridge client service professional at (631) 254-7067 for assistance. ***.

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How to use or fill out the Nobo Online Request Form online

Filling out the Nobo Online Request Form is an important step for acquiring a complete listing of Non-Objecting Beneficial Owners. This guide will provide you with a clear, step-by-step process to ensure you complete the form accurately and efficiently.

Follow the steps to successfully complete the Nobo Online Request Form.

  1. Click the ‘Get Form’ button to access the Nobo Online Request Form and open it in your preferred online editor.
  2. Begin with Part I, which requires entering your company information. Fill in the company name, the 9-digit CUSIP number(s), and the valid record date(s). Remember that the record date must be at least two business days from the current date unless you have a current meeting.
  3. Proceed to Part II, where you must indicate the intended use of the NOBO listing. Choose the appropriate option: 'Info only (No mailing)', 'OBO Only', or 'OBO and NOBO'. Be aware that partial lists cannot be processed.
  4. In Part III, select any additional reports you may require, such as a Share Range Report or a Security Positions listing report. This section is optional.
  5. Move to Part IV and specify the media type, format, and quantity of information you wish to receive. Choose among hard copy, compact disc, peel & stick labels, or cartridges and indicate the desired quantity for each.
  6. In Part V, provide the shipping and billing addresses. Ensure that the NOBO list is not sent to a PO Box and is filled out with accurate information for both addresses.
  7. Complete Part VI by filling in the requestor information. This must be signed and dated by an authorized signer of the company. Include the corporate address, name, signature, date, title, corporation telephone number, email, extension, and fax number.
  8. Finally, review all the information you have provided for accuracy. Once confirmed, you can save changes, download, print, or share the completed form as required.

Start completing your Nobo Online Request Form today for prompt processing.

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Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list.

Registered owners (or record holders) receive a proxy and cast votes directly with the company that issues the shares. Beneficial owners, on the other hand, receive a “voting instruction form” directing their brokerage firm or other financial institution how to vote their shares.

A registered owner or record holder holds shares directly with the company. A beneficial owner holds shares indirectly, through a bank or broker-dealer.

Requests for U.S. NOBO lists must be sent to BSG Issuer Services at BSGIssuerServices@Broadridge.com or by fax to: 631-254-7622. Call Broadridge U.S. at 631-254- 7067 for additional information. To access this document click here.

What Is a Non-Objecting Beneficial Owner (NOBO)? A non-objecting beneficial owner (NOBO) is a beneficial owner of a company who gives permission to a financial intermediary to release their name and address to the companies or issuers in which they have bought securities.

Some investors may also want to keep their investments private from other investors. Any shareowner can request a NOBO list.

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