Get Sec Form 4 - Sec.gov

Filing SEC FORM 4 is essential for reporting changes in beneficial ownership of securities. This guide provides step-by-step instructions tailored to help users complete the form online with clarity and ease.

Follow the steps to accurately complete SEC FORM 4 online.

1. Click the ‘Get Form’ button to access the SEC FORM 4. This will allow you to open the form in the online platform.
2. Fill in the issuer name and ticker or trading symbol in the designated field. Ensure that the information is correct to avoid any processing delays.
3. Enter the date of the earliest transaction. Make sure to format the date correctly as Month/Day/Year.
4. In the relationship section, check all applicable boxes that describe your relationship to the issuer. This could include roles such as director or officer.
5. If filing as a single reporting person or as part of a group, indicate this in the appropriate section by checking the corresponding box.
6. Fill in the transaction details for non-derivative securities in Table I, including transaction date, code, amount, price, and ownership form.
7. For any derivative securities, complete Table II, providing all necessary information such as title of the security, price, and exercise dates.
8. Include the signature of the reporting person. If applicable, detail the nature of indirect beneficial ownership.
9. Review all your entries for accuracy. Correction of errors after submission may not be possible.
10. Once satisfied with the form, save changes, then you can download, print, or share the completed form for submission.

Start filing SEC FORM 4 online now to keep your records compliant and up to date.