Isposed of, or Beneficially Owned 2. Transaction Date (Month/Day/Year) 1. Title of Security (Instr. 3) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) Code V 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) Common Stock Par Value $1.00 04/27/2016 M 21,700 A.
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How to fill out the SEC FORM 4 - SEC.gov online
Filing SEC FORM 4 is essential for reporting changes in beneficial ownership of securities. This guide provides step-by-step instructions tailored to help users complete the form online with clarity and ease.
Follow the steps to accurately complete SEC FORM 4 online.
- Click the ‘Get Form’ button to access the SEC FORM 4. This will allow you to open the form in the online platform.
- Fill in the issuer name and ticker or trading symbol in the designated field. Ensure that the information is correct to avoid any processing delays.
- Enter the date of the earliest transaction. Make sure to format the date correctly as Month/Day/Year.
- In the relationship section, check all applicable boxes that describe your relationship to the issuer. This could include roles such as director or officer.
- If filing as a single reporting person or as part of a group, indicate this in the appropriate section by checking the corresponding box.
- Fill in the transaction details for non-derivative securities in Table I, including transaction date, code, amount, price, and ownership form.
- For any derivative securities, complete Table II, providing all necessary information such as title of the security, price, and exercise dates.
- Include the signature of the reporting person. If applicable, detail the nature of indirect beneficial ownership.
- Review all your entries for accuracy. Correction of errors after submission may not be possible.
- Once satisfied with the form, save changes, then you can download, print, or share the completed form for submission.
Start filing SEC FORM 4 online now to keep your records compliant and up to date.
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What is a Form 4 SEC filing?
What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
How do I get SEC Form 4?
Of course, insiders may sell company securities for any number of reasons, including for liquidity and diversification purposes. Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at .sec.gov/ edgar/searchedgar/webusers.
What is the difference between SEC Form 3 and Form 4?
SEC Form 3 is required to be filled out when an individual becomes an insider in a firm, ing to specific SEC rules. The individual will need to disclose their ownership of company shares. SEC Form 4 needs to be filled out when there is any change in the ownership of a company's stock.
Who files SEC Form 4?
Who Is Required To File Form 4? Insiders consist of officers and directors of a company, as well as any shareholders that own 10% or more of a company's outstanding stock.
Where can I find SEC forms?
Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.
What is the difference between SEC Form 4 and Form 5?
Company insiders must file SEC Form 5 if they had conducted security transactions during the year but failed to report them via SEC Form 4. SEC Form 5 helps to provide proper disclosure of changes in ownership of a company's stock and securities.
What is a SEC filing form?
What Are SEC Filings? SEC Filings are regulatory documents that companies and issuers of securities must submit to the Securities and Exchange Commission (SEC) on a regular basis. The purpose is to provide transparency and information to investors, analysts, and regulators.
What is SEC Form S-4 used for?
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
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