Get Massmutual Forms

Filling out the Massmutual Forms online is a straightforward process that ensures your requests are submitted accurately. This guide will provide you with step-by-step instructions to help you complete the Change of Broker/Dealer Form efficiently.

Follow the steps to complete the form accurately.

1. Click ‘Get Form’ button to access the Change of Broker/Dealer Form and open it in your editor.
2. Begin by entering the date in the designated section. Ensure the date is accurate, as it will be a part of your official documentation.
3. Input your client Social Security or Tax ID number clearly in the appropriate field to verify your identity.
4. Identify the product sponsor, carrier, or fund company. Remember, one form is required per product sponsor.
5. Enter your name and account title in the specified fields to indicate the account holder.
6. Select the product type from the provided options, choosing either Mutual Fund, Unregistered Group Product, Variable Annuity, Variable Life, or Other. Be sure to fill this out precisely.
7. Include a copy of your recent statement, as failure to do so may delay processing.
8. Provide the account number(s) associated with your holdings to facilitate the change request.
9. Specify the current broker/dealer and the new broker/dealer you wish to switch to, ensuring this information is accurate.
10. If applicable, indicate the current representative's name and ID number, along with the new representative's name and ID number or split code.
11. Fill in the agency number and the mailing address where correspondence should be directed.
12. Review the authorization section to confirm the dealer change. Sign and date the form, along with any additional account holders.
13. If needed, obtain the signature of a registered principal for approval. Ensure to include their ID number and date as well.
14. Once all fields are completed, save any changes made to the form, then download, print, or share the document as required.

Complete your Massmutual Forms online today for a simple and effective submission process.