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Get Division Of Securities Complaint Form - Washington State - Dfi Wa
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How to fill out the Division Of Securities Complaint Form - Washington State - Dfi Wa online
Filing a complaint with the Division of Securities in Washington State can be a crucial step in addressing your concerns regarding securities issues. This guide will provide you with clear, step-by-step instructions on how to effectively complete the online complaint form.
Follow the steps to fill out the complaint form correctly
- Press the ‘Get Form’ button to access the complaint form. You will be able to fill it out online.
- Begin by entering your personal information. Fill out your name, mailing address, city, state, telephone number, zip code, fax number (if applicable), and email address. Ensure the information is current and accurate.
- Identify the business you are filing a complaint against by completing the fields for the business name, address, city, state, telephone number, zip code, and fax number (if applicable). Double-check that this information aligns with your records.
- Detail your interactions. Under 'Who You Contacted', provide the name of the person or firm you spoke to regarding your complaint.
- In the 'Additional Information' section, include names, addresses, and contact details of any other businesses or individuals involved in your complaint.
- Answer questions about your investment: state how you first heard of the investment, the total amount you invested, the dates of transactions, the type(s) of investment, and the payment methods you used.
- Explain how and when the contacts occurred. Provide details about how you delivered payment and any communications related to your investment.
- Describe any previous complaints you made to the person or the firm, including whether it was in writing or verbally. Attach copies of any written complaints if available.
- Describe if you contacted any other regulators or pursued legal action about your complaint.
- Provide a detailed explanation of your complaint. Start from the beginning and include what information you received about the investment and any discrepancies you later found.
- If applicable, list any other individuals who purchased the same investment as noted in the complaint.
- Carefully read the jurisdiction statement to understand the limitations of the Securities Division regarding your complaint.
- Finally, sign and date the declaration at the bottom of the form to confirm the truthfulness of your statements. This may be done electronically in the online form.
Complete your complaint form online to ensure your concerns are addressed efficiently.
Put it in writing It is helpful to put your complaint in writing if you can. If this isn't something you feel comfortable doing, you could ask a friend, carer, family member or an organisation like Citizens Advice to help you. Make sure to write 'complaint' at the top of your letter or email, so there can be no doubt.
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