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Get Sec Form X 17a 5 Part Iii Fillable

Instructions issued from time-to-time must be used in preparing this report and are considered integral part of this report. The report shall be filed with the regulatory organization designated as the Examining Authority for the broker or dealer. The name of the broker or dealer and date of report shall be repeated on each sheet of the report submitted. If no response is made to an item or subdivision on thereof it shall constitute a representation that the broker or dealer has nothing to repor.

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