Get Sec Form 144 (sec 1147)

Completing the SEC Form 144 is an essential process for individuals planning to sell securities under Rule 144. This guide provides clear and structured steps to help users understand how to fill out the form online with ease.

Follow the steps to complete the SEC Form 144 online effectively.

1. Click ‘Get Form’ button to obtain the form and open it in your preferred online editor.
2. Fill in the section labeled 'Name of issuer' with the complete name of the company issuing the securities. Next, enter the issuer’s IRS Identification Number and SEC File Number if applicable.
3. Provide the complete address of the issuer, including street, city, state, and zip code. Include a telephone number with the area code in the appropriate field.
4. Identify the person for whom the securities are to be sold by entering their name. Indicate their relationship with the issuer, such as being an officer, director, or a significant stockholder.
5. Include the person's complete address as well, ensuring to list the street, city, state, and zip code accurately.
6. In the section about securities, specify the title of the class of securities being sold. Detail the broker through whom the securities are being sold, including their name and address.
7. Fill in the number of shares or units to be sold, along with the aggregate market value of these securities and the total outstanding units.
8. Indicate the approximate date of sale and the name of each securities exchange where the sale is intended to occur.
9. Complete the tables for 'Securities to be Sold' and 'Securities Sold During the Past 3 Months' by providing the required acquisition and sale information, including title, date acquired, nature of acquisition, amount, and gross proceeds.
10. After reviewing all provided information for accuracy, sign and date the form. This signature should be from the person whose account the securities are to be sold.
11. Once all steps are completed, users can save changes, download a copy of the form, print it, or share it as necessary.

Start filling out the SEC Form 144 online today to ensure a seamless process for your securities sale.