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Get Sec Form 4 2011-2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).3ULQWRU7SH5HVSRQVHVSTATEMENT.

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How to fill out the SEC Form 4 online

Filing the SEC Form 4 online is an important step for individuals involved in reporting changes in beneficial ownership of securities. This guide provides a clear and detailed process to assist users in correctly completing the form.

Follow the steps to successfully complete your SEC Form 4

  1. Click 'Get Form' button to obtain the form and open it for editing.
  2. Enter the name and address of the reporting person in the designated section, ensuring accuracy in their full name and relevant contact details.
  3. Fill in the title of security and the relationship of the reporting person to the issuer. This information helps clarify the user’s role and the type of securities involved.
  4. Complete Table I by stating any non-derivative securities that have been acquired, disposed of, or beneficially owned. Provide details such as the number of shares, transaction date, and price per share.
  5. If applicable, fill out Table II for any derivative securities acquired, disposed of, or beneficially owned. Similar information regarding the nature of the securities and transactions must be included.
  6. Review all entered information for accuracy and completeness before finalizing the form to prevent any errors which may delay processing.
  7. Once completed, save changes, download a copy of the form, print it if necessary, or share it as required.

Complete your SEC Form 4 online today to ensure timely and accurate reporting.

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The initial filing is on Form 3 and changes are reported on Form 4. The annual statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities. Form 4 is stored in SEC's EDGAR database.

The most important part of Form 4 involves specific transaction information. The reporting person must include the specific type of security traded, the date of the transaction, a code reflecting the exact type of transaction, and the number of shares or units bought or sold and their price.

Section 1 Name of the owner of the shares. Section 2 Company name and ticker symbol. Section 3 Date of transaction. Section 5 Relationship of the owner to Company. Table 1. Title of security, i.e., common stock. Transaction Date. Transaction Code more on this in a moment.

SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.

SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders. ... Disclosure of information required on Form 4 is mandatory and becomes public record upon filing.

What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

Form 4 must be filed within two business days following the transaction date. Transactions in a company's common stock as well as derivative securities, such as options, warrants, and convertible securities, are reported on the form.

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