Get Il Sec 318.1 2015-2025

Filling out the IL SEC 318.1 form is an essential step in assisting the Illinois Securities Department with inquiries related to various financial entities. This guide will provide clear instructions to help you complete the form effectively, ensuring your information is submitted accurately.

Follow the steps to complete the IL SEC 318.1 form online.

1. Click the ‘Get Form’ button to obtain the form and open it in your preferred editor.
2. Begin with the 'Investor Information' section. Provide your name, age, address, city, state, home telephone number, work telephone number, and ZIP code.
3. Indicate your availability by selecting the most convenient day for contact and times from the options provided.
4. In the 'Inquiry Reference To' section, enter the name and address of the company, firm, dealer, investment advisor, or individual you are inquiring about.
5. Fill in the name, title or position, address, and telephone number of the first person you dealt with at the organization.
6. Respond to the questions in the 'Contact Information' section by selecting 'Yes' or 'No' to indicate your prior knowledge of the person who contacted you, their visit to your home, and other relevant circumstances.
7. In the 'Describe Security Purchased or Offered' section, provide details on the type of securities involved, including common stock, promissory notes, or any bonds. Indicate the number of shares or notes purchased, the amount paid, and the date of the transaction.
8. Specify the form of payment, such as cash, credit card, or check, and provide additional details if necessary.
9. Complete the 'Miscellaneous' section if you have filed an inquiry or complaint with the relevant parties, including details about any actions taken.
10. Attach any relevant documents regarding your inquiry, including canceled checks or evidence of payments.
11. Indicate your willingness to be interviewed by a Securities Department investigator and your willingness to testify if formal proceedings are initiated.
12. Provide a detailed description of any other information that may assist the Securities Department in understanding your case. Use additional sheets if needed.
13. Lastly, sign and date the form to validate your submission.
14. After completing the form, save your changes, and determine whether you wish to download, print, or share the form as needed.

Start filling out the IL SEC 318.1 form online today to assist with your inquiry and ensure a timely response.