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  • Form 1-a/a - Sec.gov

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//II/I/I/IhihI/I/hllhI/II///lluulluiiOFFERING UNITEDCIRCULAR14008033STATESSECURITIES AND EXCHANGE D.CWashingtonFORMCOMMISSION205491A/AAMENDMENT NO.3 REGULATIONOFFERINGSTATEMENTUNDER THE SECURITIES.

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How to fill out the FORM 1-A/A - SEC.gov online

Filling out the FORM 1-A/A is an essential step for companies preparing to offer securities under the Regulation A framework. This guide provides clear, step-by-step instructions to assist you in completing the form accurately and efficiently online.

Follow the steps to complete your FORM 1-A/A.

  1. Press the ‘Get Form’ button to retrieve the form and open it for editing.
  2. Begin by entering the issuer's details, including the name, address, and relevant identifiers such as its SEC file number and IRS Employer Identification Number.
  3. Provide a description of the securities being offered, including the type, amount, and any rights or preferences associated with them.
  4. Fill in information about the company's business, including its financial condition, and how the proceeds from the offering will be used.
  5. Include details of the management team, including names, titles, and ownership percentages.
  6. Address any risk factors and other relevant disclosures that potential investors need to be aware of.
  7. Complete the financial statements and required schedules, ensuring all calculations are accurate and comply with SEC requirements.
  8. After completion, review the form for accuracy, and then save your changes.
  9. Once reviewed, choose your preferred option to download, print, or share the form, according to your filing strategy.

Start filling out your FORM 1-A/A online today to ensure compliance with SEC regulations!

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SEC Form 1-A is a filing with the Securities and Exchange Commission (SEC) by entities seeking exemption for registration requirements for certain public offerings. Securities issued in reliance upon Regulation A provisions must provide investors with an offering statement that meets the requirements of Form 1-A.

Form 1-A includes a list of detailed items to be provided in the offering circular, which amount to a stripped-down version of an IPO prospectus. Regulation A issuers can also elect to provide an offering circular in the form provided in Part I of Form S-1 – which is the form actually used for an IPO prospectus.

SEC Form 1-A is a filing with the Securities and Exchange Commission (SEC) by entities seeking exemption for registration requirements for certain public offerings. Securities issued in reliance upon Regulation A provisions must provide investors with an offering statement that meets the requirements of Form 1-A.

Form 1-SA is also used for making special financial reports required by Regulation A under certain circumstances. The full text of Form 1-SA is available on the SEC's website. Form 1-SA requires disclosure including: Management's discussion of analysis of financial condition and results of operations.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.

An SEC form that must be filed by issuers that have completed a Tier 2 offering under Regulation A under the Securities Act.

Form 1-A is the offering document required to be filed for securities offerings that are qualified under Regulation A and Regulation A+. Issuers should take note of terms, conditions, and requirements of Regulation A, as the exemption is not available to all issuers or for every type of securities transaction.

1. Form 1 is the application for registration as a national securities exchange or an exchange exempt from registration pursuant to Section 5 of the Securities Exchange Act of 1934 (“Exchange Act”).

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232