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Get Client Suitability Assessment Form (individual)
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How to fill out the CLIENT SUITABILITY ASSESSMENT FORM (INDIVIDUAL) online
The Client Suitability Assessment Form is a valuable tool designed to identify the investment options that align with individual objectives, preferences, and experiences. Completing this form accurately is crucial for receiving tailored investment advice.
Follow the steps to successfully complete the form online.
- To obtain the form, simply click the ‘Get Form’ button to access the document online.
- Begin by entering your personal data, including your name, the date you are filling out the form, and your account number.
- Indicate your age by selecting the appropriate option that corresponds with how old you will be on your next birthday.
- In the financial and investment profile section, provide information regarding your approximate annual income and liquid funds by selecting the ranges that best suit your financial situation.
- List any securities you have previously invested in and evaluate your level of investment experience by selecting the statement that best reflects your experience.
- Under investment objectives, describe your investment horizon and liquidity requirement, and choose the statement that aligns with your investment goals.
- Define your risk appetite by selecting the statement that resonates with your comfort level regarding portfolio returns and asset allocation preferences.
- Review the client conforme section and provide your signature, indicating your understanding of the assessment's purpose and terms.
- Upon completing the form, you can save your changes, download, print, or share the document as needed.
Start filling out the Client Suitability Assessment Form online to get personalized investment recommendations.
Firms should undertake a suitability assessment not only when making a personal recommendation to buy a financial instrument or an insurance-based investment product but for all decisions whether to trade, including making any personal recommendations about whether or not to buy, hold or sell an investment.
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