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FORM 13502F4 CAPITAL MARKETS PARTICIPATION FEE CALCULATION General Instructions 1.This form must be completed and returned to the Ontario Securities Commission by December 1 each year, as required.

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CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE. MANAGEMENT CERTIFICATION.

"reporting issuer" means an issuer that. (a) has issued securities in respect of which. (i) a prospectus was filed and a receipt was issued, (ii) a statement of material facts was filed and accepted, or.

Ministry Finance URL .osc.gov.on.ca Address 20 QUEEN STREET WEST, 20th FLOOR. M5H3S8 Phone 416-593-8314 Background Securities Commission Act, 2021, S.O. 2021, c.8, Sched 9 (opens a new window) Function.

OSC Rule 13-502 Fees prescribes corporate finance participation fees payable by issuers, as well as activity fees. The following forms are required to be filed by reporting issuers. Appendix A to the Rule lists the Participation Fee payable ing to market capitalization.

Participation fees are required to be submitted annually under ASC Rule 13-501 Fees, Part 5 and Part 6. A Class 1 reporting issuer and a Class 3B reporting issuer must file a completed Form 13-501F1 Class 1 Reporting Issuers and Class 3B Reporting Issuers – Participation Fee.

A firm applying for registration with the OSC must first enroll with the National Registration Database (NRD) to obtain its NRD number. Enrolling with NRD enables the firm to submit individual registration filings and select firm filings to the OSC electronically.

Under the Ontario Securities Act, a reporting issuer is a person or company who has outstanding securities, has issued securities, or proposes to issue a security, and: Has filed a prospectus for which a receipt has been issued under the Securities Act (or predecessor legislation).

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232