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Grandfathering Application Form for ECF on AML/CFT (Core Level) Please complete this form and Annex 1. Personal Particulars (Please use block letters to complete the information requested below. The.

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MISFEASANCE Related content

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The competency standards of the ECF-Compliance are set at two levels: Core Level – applicable to junior level with less than 5 years of work experience in the compliance function. Professional Level – applicable to middle to senior level staff with 5 years or above of work experience in the compliance function.

The Enhanced Competency Framework on Fintech (hereinafter referred to as “ECF-Fintech”) is a non-statutory framework which sets out the common and core competences required of Fintech practitioners in the Hong Kong's banking industry.

This framework will facilitate talent development and help enhance the professional competencies of existing practitioners performing the compliance function more effectively.

Private banking involves providing financial management services to HNWIs. Private banking provides investment-related advice and aims to address the entire financial circumstances of each client. Wealth management generally involves advice and execution of investments on behalf of affluent clients.

Private wealth management is an investment advisory practice that incorporates financial planning, portfolio management, and other aggregated financial services for individuals, as opposed to corporations, trusts, funds, or other institutional investors.

HSBC – The largest domestic bank in Hong Kong Through its four international businesses – Commercial Banking, Retail Banking, and Wealth Management, Global Private Banking, and Global Banking and Markets – the bank provides services to 38 million consumers.

Working in this field can be lucrative and rewarding for those who are interested in financial matters and have strong people skills. If you're considering a career as a wealth manager, you can benefit from understanding their responsibilities, education requirements and job outlook.

The ECF is a non-statutory framework separate from the existing licensing or registration regime for the securities industry. It sets out an enhanced level of core competence and on-going professional development of PWM practitioners who undertake customer-facing roles.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232