Get Independent Monitor Application - Dfs Ny

This guide provides clear and detailed instructions for completing the Independent Monitor Application for the New York State Department of Financial Services. By following these steps, you will be able to navigate the application process with ease and confidence.

Follow the steps to successfully complete your application online.

1. Press the ‘Get Form’ button to access the application form and open it in your browser.
2. Begin by entering your name in the designated field to identify yourself as the applicant.
3. Next, provide your point(s) of contact information, including your address, telephone number, and email address.
4. In this section, give a brief description of your business to provide context to the reviewers.
5. Detail information about the applicant, personnel, and any potential conflicts. List the names, positions, and relationships of all individuals involved in the independent monitorship.
6. Under this section, disclose any prior contacts with the Agricultural Bank of China Limited that you or your team may have had.
7. Provide insights into any existing or perceived conflicts of interest related to your application and your relationship with the agricultural bank.
8. If applicable, indicate whether you have applied or are listed on any prequalified list for providing relevant services.
9. State any matters for which you have appeared or will appear before the Department.
10. If you plan to subcontract any work, provide similar information for those individuals and entities.
11. In the next section, describe any prior independent monitor experience you have, including significant assignments and the scope of work.
12. Identify your relevant experience or expertise specifically connected to the subject matter of the Consent Order.
13. Feel free to include any additional information that may support your application in this section.
14. Finally, ensure that the form is signed, dated, and completed to submit your application.

Complete your Independent Monitor Application online today for a streamlined submission process.