Get Part 2a Of Form Adv Firm Brochure - Btoddassetbbcomb

Filling out the Part 2A of Form ADV Firm Brochure for Todd Asset Management LLC is an essential step in providing transparent information about the firm’s services and practices. This guide aims to support users in completing the necessary form online effectively and accurately.

Follow the steps to complete the form accurately.

1. Click ‘Get Form’ button to obtain the form and open it in your online editor.
2. Begin by filling in the cover page, which includes the firm's name, address, and contact information. Ensure all details are accurate and recent.
3. Next, update the 'Material Changes' section. List any significant changes made to the brochure since the last annual update.
4. Fill out the 'Table of Contents' ensuring it accurately reflects the sections included within the brochure. This will help users navigate the document easily.
5. Proceed to 'Advisory Business'. Describe the services offered, including the firm's history, client types, and investment management strategies.
6. In 'Fees and Compensation', articulate the fee structures based on size and complexity of accounts, detailing any potential arrangements.
7. For 'Performance-Based Fees and Side-By-Side Management', clarify that no performance-based fees are offered.
8. Detail 'Types of Clients' including the categories of individuals and organizations that the firm serves.
9. Move on to the 'Methods of Analysis, Investment Strategies and Risk of Loss' where the investment philosophy and strategies should be clearly defined.
10. Provide information for 'Disciplinary Information', disclosing any material legal events that may impact the client's trust.
11. In 'Other Financial Industry Activities and Affiliations', explain any other business affiliations the firm may have.
12. Complete the 'Code of Ethics' section, ensuring to cover personal trading, conflicts of interest, and ethical obligations.
13. Fill out the 'Brokerage Practices' section detailing any arrangements regarding execution and client trades.
14. Continue with 'Review of Accounts' outlining how frequently accounts are reviewed and the criteria used.
15. Next, discuss 'Client Referrals and Other Compensation', including any referral fees or compensation structures.
16. Ensure the 'Custody' section clearly outlines the firm's role in handling client assets and fees.
17. In 'Investment Discretion', describe the level of discretion exercised in managing client accounts.
18. Address 'Voting Client Securities' explaining how proxies are voted in clients' best interests.
19. Finally, summarize the 'Financial Information', including any conditions that might affect the ability to meet obligations.
20. Review the entire brochure for clarity and accuracy. Save changes, and download a copy or print the form if needed.

Begin filling out your forms online today for a streamlined financial advisory experience.