Get Compliance Officer Fit And Proper Questionnaire - Fiu Gov

Filling out the Compliance Officer Fit and Proper Questionnaire is crucial for ensuring compliance with regulations. This guide will help you navigate the online form effectively, providing clear instructions for each section.

Follow the steps to complete the questionnaire online.

1. Click ‘Get Form’ button to obtain the form and open it in your chosen online editor.
2. In Part I, fill out your personal data accurately. Ensure all fields, including your first name, middle name, surname, date of birth, email, residential address, and telephone numbers, are completed as required.
3. Provide details about your identification. Mention the number and type of valid government-issued picture identification, attaching a copy where indicated.
4. Complete your education level, professional qualifications, and memberships. This may include degrees or specialized certifications relevant to your role.
5. Indicate whether you have received training in Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) by providing relevant details.
6. If you have undergone a name change, provide the necessary details.
7. Fill in the name of the legal entity or individual registered with the Financial Intelligence Unit (FIU) along with the FIU registration number and nature of business.
8. In Part II, answer each question in the declaration honestly, indicating yes or no for each inquiry regarding your legal history and professional conduct.
9. Certify that the information provided is true and correct by signing and dating the form at the end.
10. After completing the form, you can save your changes, download, print, or share the form as necessary.

Begin completing your Compliance Officer Fit and Proper Questionnaire online today.