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  • Form 3 Application For New Capital Markets Services Representatives Licence Section I: Regulated

Get Form 3 Application For New Capital Markets Services Representatives Licence Section I: Regulated

FORM 3 APPLICATION FOR NEW CAPITAL MARKETS SERVICES REPRESENTATIVES LICENCE SECTION I: REGULATED ACTIVITY Please tick () the regulated activities you intend to carry out: Dealing in securities Advising.

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Financial regulation The MAS is empowered by the Monetary Authority of Singapore Act to set regulations and supervise the city's banking, capital markets, insurance and payments sectors. The organization enforces its regulations and government laws through legally binding instructions called Directions.

What is Monetary Authority of Singapore (MAS) Reporting? The Monetary Authority of Singapore's requirement for certain firms to report details of their derivatives transactions to a trade repository.

Capital market services help companies raise capital and assemble financing through a wide range of sophisticated solutions. Generally, headed by senior-level bankers with the long-standing industry, these teams help the companies structure and execute financing solutions.

Financial advisers are licensed and governed under the Financial Advisers Act (FAA) and its subsidiary legislation, including the regulations, notices, guidelines and circulars issued under the FAA .

MAS is the integrated regulator and supervisor of financial institutions in Singapore. MAS establishes rules for financial institutions which are implemented through legislation, regulations, directions and notices. Guidelines have also been formulated to encourage best practices among financial institutions.

MAS conducts monetary policy based on sound economic analysis and careful surveillance. Find out about our monetary policy framework and central bank operations, and access our statements, reports and models.

Capital markets products include securities, units in a collective investment scheme (CIS), over-the-counter (OTC) derivatives, exchange-traded derivatives and spot foreign exchange for the purposes of leveraged foreign exchange trading.

The MAS provides for a single licensing regime. This means an intermediary needs to only hold a single license, either a Capital Markets Services or Financial Advisers License (MAS Licenses), in order to conduct one or more financial services regulated activities.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232