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Get Instructions For The Electronic Fingerprint Processing System (efs) Broker-dealer Participant
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How to fill out the Instructions For The Electronic Fingerprint Processing System (EFS) Broker-Dealer Participant online
Completing the Instructions For The Electronic Fingerprint Processing System (EFS) Broker-Dealer Participant Agreement is essential for firms wishing to submit electronic fingerprint transmissions to FINRA. This guide provides clear and detailed steps to assist users in filling out the form accurately and efficiently.
Follow the steps to complete the form accurately.
- Press the ‘Get Form’ button to obtain the form and open it in the designated online editor.
- Carefully read the entire agreement and the Terms and Conditions for the use of the EFP system found on FINRA’s corporate website.
- The Authorized Agent must sign and date the form in the designated areas. This verifies the agreement and intent of the submission.
- If your firm will utilize an agent to submit EFS transmissions, check the authorized agent checkbox. Be sure to provide the contact details for the agent on the lines provided.
- Mail the completed and signed Broker-Dealer Participant Agreement to the following address: Fieldprint, Inc., ATTN: BIG Fingerprinting Program - Set-Up, 12000 Commerce Parkway, Suite 100, Mt. Laurel, NJ 08054.
- If you have any questions regarding the form, please call the Gateway Call Center at (301) 869-6699.
Take action now by completing your documents online to ensure timely compliance.
Related links form
Fingerprints must be submitted on FINRA-approved fingerprint cards purchased from Sterling. To order FINRA-approved fingerprint cards, contact Sterling Client Support at finraclientsupport@sterlingcheck.com or (833) 794-2009. Q35: My firm would like to submit fingerprints electronically.
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