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Insert File number(s) of Previous Filings Before the Department, if any. Fee: $25.00 $35.00 $50.00 $150.00 $300.00 (Circle the appropriate amount of fee. See Corporations Code Section 25608(c)) COMMISSIONER OF BUSINESS OVERSIGHT STATE OF CALIFORNIA NOTICE OF TRANSACTION PURSUANT TO CORPORATIONS CODE SECTION 25102(f) A. Check one: Transaction under ( ) Section 25102(f) ( ) Rule 260.103. ELECTRONIC FILING REQUIREMENT AND HARDSH.

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“Any offer or sale of any security in a transaction (other than an offer or sale to a pension or profit-sharing trust of the issuer) that meets each of the following criteria: Sales of the security are not made to more than 35 persons, including persons not in this state.

California Corporations Code Section 25102(o) provides an exemption for offers and sales of securities by corporations or limited liability companies issued pursuant to a purchase plan or agreement, or pursuant to an option plan or agreement, where the security at the time of issuance or grant is exempt from ...

Section 25102(f) of the Corporations Code sets forth an exemption from the qualification requirement for transactions where (1) the sale is to 35 or fewer persons, as specified, (2) each purchaser has a preexisting relationship with the securities issuer or business or financial experience to protect his or her own ...

If your business qualifies for exemption 25102(f), you must electronically file a Limited Offering Exemption Notice (http://.corp.ca.gov/forms/pdf/25102h.pdf) within 15 days from the date of issuance and pay the appropriate fee to the California Department of Corporations.

Yes, if you issued securities in California. Securities issued in California must either be exempted or qualified. You can rely on the limited offering exemption provided by Corporations Code section 25102(f) if you meet all of the requirements in that section.

Section 25102(f) of the Corporations Code sets forth an exemption from the qualification requirement for transactions where (1) the sale is to 35 or fewer persons, as specified, (2) each purchaser has a preexisting relationship with the securities issuer or business or financial experience to protect his or her own ...

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© Copyright 1997-2025
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232