Get Claimant(s) Submission Agreement - Finra

Filling out the Claimant(s) Submission Agreement - Finra is a crucial step in initiating arbitration. This guide provides a clear, step-by-step approach to help users complete the form accurately and efficiently.

Follow the steps to successfully complete your submission agreement.

1. Press the ‘Get Form’ button to access the document and open it in your preferred editor.
2. In the section labeled Claimant(s), enter the names of all claimants involved in the arbitration. Ensure that the names are accurate and spelled correctly.
3. Next, fill in the Name(s) of Respondent(s) in the designated field. This information should reflect the parties against whom the claim is being made.
4. Review the statement of claim that attaches to the agreement. Ensure that all claims, responses, and any cross claims or counterclaims are accurately summarized.
5. Acknowledge that you have read and understood the FINRA procedures and rules by confirming your agreement in the specified section.
6. If a hearing is required, you will need to be aware of and agree to the timeline and location determined by the Director of Arbitration or arbitrator(s).
7. Confirm your willingness to abide by any awards rendered following the arbitration. This includes the possibility of judgment being entered upon the award.
8. Sign and date the form in the designated areas. If applicable, state your capacity (e.g., executor, trustee, or corporate officer).
9. If there are multiple claimants, repeat the signature and capacity fields for additional claimants as necessary. Each claimant must acknowledge the agreement.
10. Once you have completed filling out the entire form, save your changes, and choose to download, print, or share the document as needed.

Complete your Claimant(s) Submission Agreement - Finra online today to ensure a smooth arbitration process.