Get Ubs Authorization Form

The Ubs Authorization Form is an essential document for users wishing to authorize the liquidation of their securities account. Completing this form accurately is important to ensure the smooth transfer of proceeds to your UBS Financial Services account.

Follow the steps to fill out the Ubs Authorization Form online.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Start by entering your account number and microfilm I.D. number at the top of the form. This information is necessary to identify your account accurately.
3. Fill out the date and the details of the delivering firm, including the name, street address, city, state, and zip code. This information allows UBS to communicate with the delivering firm.
4. In the attention section, clearly state the name of the account and the delivering firm’s account number, alongside your UBS Financial Services account number. This ensures clear referencing of the accounts involved.
5. Indicate whether you are authorizing the liquidation of your entire securities account or only specific securities. If only specific securities are to be liquidated, list the quantity and description of each security. You can attach an additional sheet if necessary, ensuring each sheet is signed.
6. Specify the fund account number if liquidating mutual funds. This clarifies which particular mutual funds are being liquidated.
7. Choose where the proceeds from the sale should be transferred. Ensure to specify whether checks must be made payable to UBS Financial Services Inc. directly or to the account name detailed in the retirement account instructions.
8. Affix the medallion signature guarantee stamp in the designated area after obtaining it from an authorized financial institution or firm.
9. If applicable, have all parties sign if it is a joint account. All signatures are essential for the authorization to be accepted.
10. Finally, review all entered information for accuracy before saving any changes, downloading, printing, or sharing the form as needed.

Complete your documents online today for a hassle-free experience.