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How to fill out the Sipc 6 Form online
The Sipc 6 Form is a crucial document for all members of the Securities Investor Protection Corporation, intended for the calculation and payment of assessments. Completing this form accurately is vital for compliance and can be conveniently done online.
Follow the steps to complete the Sipc 6 Form effectively.
- Use the ‘Get Form’ button to access the Sipc 6 Form. This allows you to obtain the necessary document and open it for editing.
- Begin by filling out your name, address, and the designated examining authority at the top of the form. Ensure this information is correct; any necessary corrections can be communicated via email to form@sipc.org.
- For the general assessment payment, enter the total revenue from the first half of the fiscal year in item 2A. Include any prior year overpayment in item 2B to determine the assessment balance due.
- Calculate interest on late payments if applicable, as instructed in section E of the form, and include this amount in item 2B.
- Sum the total assessment amount and interest due in item 2C. This will be your total balance due to be paid with the form.
- List any subsidiaries or predecessors included in this form, providing their names and corresponding 1934 Act registration numbers.
- Sign and date the form with an authorized signature in the respective fields, confirming that all provided information is true and correct.
- Finally, review the completed form, save your changes, and proceed to download, print, or share as needed, ensuring you keep a working copy for your records.
Complete your Sipc 6 Form online today to ensure timely compliance and efficient processing.
SIPC protection of customers with multiple accounts is determined by "separate capacity." Each separate capacity is protected up to $500,000 for securities and cash (including a $250,000 limit for cash only). Accounts held in the same capacity are combined for purposes of the SIPC protection limits.
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