Get Rule 144 Fillable Form

Filling out the Rule 144 Fillable Form online can streamline the resale process for restricted and control securities. This guide provides clear and detailed instructions on how to complete each section of the form effectively, ensuring compliance with the relevant requirements.

Follow the steps to fill out the Rule 144 Fillable Form accurately.

1. Click the ‘Get Form’ button to access the fillable form. This action allows you to retrieve the document and open it for editing.
2. Begin by entering the name of the security issuer in the designated field. Ensure that the issuer's full name is clearly stated without abbreviations.
3. Fill in the section that requires you to provide the exact number of shares to be sold. Include both restricted and control securities as applicable.
4. Indicate the class of securities you are selling. This is vital for compliance and should reflect the exact type as listed on any relevant documentation.
5. Specify the date of acquisition for the securities being sold. This information helps establish the holding period required under Rule 144.
6. If required, provide information about any brokers involved in the transaction. This helps ensure that the sale meets the manner of sale requirements.
7. Review all entered information for accuracy. Make sure that all fields are filled out correctly to avoid compliance issues.
8. Once you are satisfied with the completed form, save your changes. You can then download, print, or share the filled form as necessary.

Complete your Rule 144 Form online today to ensure a smooth and compliant securities transaction.