Get Rule 144 Fillable Form

Form 144 must be filed with the SEC by an affiliate as a notice of the proposed sale of securities when the amount to be sold under Rule 144 during any three-month period exceeds 5,000 shares or units or has an aggregate sales price in excess of $50,000.

Rule 144 requires a selling security holder to hold shares of a reporting company for six months after the securities are fully paid for.

A standard form to be used as a starting point for drafting an opinion to a reporting or non-reporting issuer's transfer agent in connection with a sale of restricted stock in reliance on the safe harbor from registration under the Securities Act of 1933 provided by Rule 144 under the Securities Act.

Rule 144 requires a selling security holder to hold shares of a reporting company for six months after the securities are fully paid for.

Rule 144 does not apply to private transactions, including sales, gifts, estate distributions and pledges, but does apply to the purchaser, donee, beneficiary and pledgee, when they sell the stock into the public market.

Rule 144 provides an exemption and permits the public resale of restricted or control securities if a number of conditions are met, including how long the securities are held, the way in which they are sold, and the amount that can be sold at any one time.

Rule 144A was implemented to induce foreign companies to sell securities in the US capital markets. ... Rule 144A should not be confused with Rule 144, which permits public (as opposed to private) unregistered resales of restricted and controlled securities within certain limits.

Form 144 is publicly available upon filing through the SEC's EDGAR database. Rule 144(h) states that Form 144 must be filed only by the person for whose account a sale is being made under the rule.

Form 144 is publicly available upon filing through the SEC's EDGAR database. Rule 144(h) states that Form 144 must be filed only by the person for whose account a sale is being made under the rule.

Three copies of the Form 144 are required to be filed with the SEC. A copy must also be filed with the principal exchange where the securities are traded. The SEC does not require that the Form 144 be filed electronically on EDGAR, but filers may voluntarily file the form on EDGAR.