How many types of SEC are there?

Common filing types The most commonly filed SEC forms are the 10-K and the 10-Q. These forms are composed of four main sections: The business section, the F-pages, the Risk Factors, and the MD&A. The business section provides an overview of the Company.

What is a form Effect SEC?

A U.S. Securities and Exchange Commission filing is a formal document or financial statement submitted to the SEC by publicly-traded companies. ...

What is SEC Form 20f?

SEC Form 20-F is a form issued by the Securities and Exchange Commission (SEC) that must be submitted by all "foreign private issuers" with listed equity shares on exchanges in the U.S. Form 20-F calls for the submission of an annual report within six months of the end of a company's fiscal year or if the fiscal year- ...

EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, is the primary system for companies and others submitting documents under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, and the Investment Company Act of 1940.

All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free.

What is Edgar used for?

EDGAR Electronic Data Gathering, Analysis and Retrieval is the electronic filing system created by the Securities and Exchange Commission to increase the efficiency and accessibility of corporate filings. The system is used by all publicly traded companies when submitting required documents to the SEC.

What is a SEC document?

The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). ... Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes.

What is SEC Form 17 A?

This SEC Form 17-A shall be used for annual reports filed pursuant to Section 17 of the Securities Regulation Code (SRC) and paragraph (1)(A) of SRC Rule 17.1 thereunder. Annual reports shall be filed within one hundred five (105) calendar days after the end of the fiscal year covered by the report.

What does the SEC do?

The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets. Facilitate capital formation.

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SEC EXHIBIT LIST EXHIBIT REGULATION S-K 229. 601 NUMBER DESCRIPTION EX-1 1 Underwriting agreement EX-2 2 Plan of acquisition reorganization arrangement liquidation or succession EX-3 i 3 i Articles of incorporation 3 ii Bylaws EX-4 4 Instruments defining the rights of security holders including indentures EX-5 5 Opinion re legality 6 Reserved EX-7 7 Correspondence from an independent accountant regarding non-reliance on a previously issued audit .

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