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  • Advance Assurance Application

Get Advance Assurance Application

Advance assurance application Enterprise Investment Scheme/ Seed Enterprise Investment Scheme To Where to send this form Tax reference number If your company is already dealt with by one of the Small.

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How to fill out the Advance Assurance Application online

Completing the Advance Assurance Application is a crucial step for companies looking to benefit from the Enterprise Investment Scheme or the Seed Enterprise Investment Scheme. This guide provides a clear, step-by-step approach to help users accurately fill out the form online, ensuring all necessary information is included.

Follow the steps to successfully complete your application.

  1. Click 'Get Form' button to obtain the Advance Assurance Application and open it for editing.
  2. Begin by entering the tax reference number, especially if your company has been dealt with by a Small Company Enterprise Centre office previously.
  3. Provide the full name and address of your company. Ensure the company registration number is accurately filled in.
  4. Indicate the date of incorporation in the format DD MM YYYY.
  5. Fill in the postcode of the registered company address.
  6. Detail the intention behind issuing ordinary shares, indicating that you seek advance assurance for these shares under the EIS or SEIS.
  7. Specify the approximate amount of money the company intends to raise through the share issue.
  8. Describe how the funds raised by the shares will be utilized by your company.
  9. Attach all required documents, such as the latest company accounts, details of trading activities, and any draft prospectus.
  10. Confirm that your company expects to complete the declaration on form EIS1 or SEIS1 post-share issuance.
  11. Provide your full name, signature, and indicate the capacity in which you are signing (e.g., director or company secretary).
  12. Enter the date of signing in the format DD MM YYYY.
  13. Review all entered information for accuracy, and then save your changes, download, print, or share the form as needed.

Begin filling out your Advance Assurance Application online today to ensure your eligibility for investment schemes.

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Advance assurance isn't mandatory, but it will go a long way to help you secure the investment you need. In fact, many SEIS/EIS investors only invest in companies that have received advance assurance, as it's their way of ensuring they will receive the tax benefits.

Most SEIS/EIS investors require the company to have Advance Assurance from HMRC before they invest. If your investors are willing to invest regardless of tax relief, then you don't need to worry about applying for Advance Assurance.

Advance assurance is a voluntary scheme and is used to give SMEs a guarantee that any R&D claims for tax relief will be accepted if they are: in line with what was discussed and agreed in your application. claimed within the first 3 accounting periods.

However, Advance Assurance becomes invalid once you surpass the time limit for some schemes. For example, if you are using the EIS scheme, your company must obtain funding within the first seven years from trading or ten years for Knowledge Intensive Company. Your AA will become invalid after this period.

HMRC will usually provide their decision by post within eight weeks of receiving your application. If HMRC provides Advance Assurance, they will send you a statement saying the investment is likely to qualify for SEIS or EIS, which you can show to your investors.

Asking HMRC if they agree that an investment would meet the conditions of a venture capital scheme is called advance assurance. You can use this to show potential investors that an investment may qualify for a scheme. It will not tell you if an investor would meet the conditions of the scheme.

For both Advance Assurance and Compliance HMRC can take as long 6-8 weeks, though we see ours being approved as fast as 1 week!

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Help Portal
Legal Resources
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
altaFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232