Get Notice Of Issuance Of Securities Pursuant To Subdivision (o)

Filling out the NOTICE OF ISSUANCE OF SECURITIES PURSUANT TO SUBDIVISION (o) is a critical step for issuers to comply with California's Corporate Securities Law. This guide provides a clear, step-by-step approach to complete this form online, ensuring you have a seamless experience.

Follow the steps to complete the form accurately and efficiently.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Enter the department of corporations file number, if any, in the designated area. If this is your first filing, you may leave it blank.
3. Fill in the fee amount as per the guidance found in Corporations Code Sections 25608(y) and 25608(e). This amount is based on the current market value of the securities or underlying securities for options.
4. Provide the name of the issuer. This should be the registered name of the entity issuing the securities.
5. Specify the state of incorporation or organization along with the complete address of the principal place of business, including city, state, and zip code.
6. Indicate the type of security being issued by checking the appropriate box for a purchase plan, option plan, or flexible purchase/option plan. Complete the corresponding fields including the name of the security, number of securities, and price per security.
7. State the aggregate current market value of the securities sought to be sold. Ensure this number reflects the current market conditions.
8. Specify the date of notice and check if the issuer has a consent to service of process on file with the Commissioner.
9. Complete the authorized signature section. This requires a signature on behalf of the issuer, along with the printed name and title of the signatory.
10. Lastly, provide the name, address, and phone number of the contact person for further communication regarding this filing.
11. Once you have filled out all fields accurately, you can save the changes and download the form, print it, or share it as needed.

Ready to complete your filing? Take action now and fill out the NOTICE OF ISSUANCE OF SECURITIES online.