Get 31 103f1

Filling out the 31 103f1 form, titled Calculation of Excess Working Capital, is essential for financial compliance by firms. This guide provides clear, step-by-step instructions for users to accurately complete the form online.

Follow the steps to successfully fill out the 31 103f1 online.

1. Click the ‘Get Form’ button to access the form and open it in your editor. This step will provide you with the necessary document to begin your completion process.
2. Begin by entering the firm name at the top of the form as required.
3. Fill in the current assets in the appropriate section, which is designated as line 1 of the form.
4. Subtract current assets that are not readily convertible into cash, such as prepaid expenses, and document this amount in line 2.
5. Calculate adjusted current assets by subtracting line 2 from line 1. Enter this value in line 3.
6. List current liabilities in line 4 of the form.
7. If applicable, add 100% of non-current related party debt to line 4, unless a subordination agreement has been executed and submitted to the appropriate authority. Document this in line 5.
8. Total the adjusted current liabilities by adding line 4 and line 5, then enter this amount in line 6.
9. Calculate adjusted working capital by subtracting line 6 from line 3. This value goes into line 7.
10. Deduct the minimum capital requirements on line 8, which must be accurate based on your advising or dealing position.
11. On line 9, indicate the amount related to market risk calculated according to the guidelines provided.
12. List any guarantees on line 11 that the registered firm is guaranteeing for another party.
13. Report unresolved differences in line 12, ensuring that you provide adequate details for any discrepancies.
14. Finally, calculate excess working capital by subtracting lines 8, 9, 11, and 12 from line 7. Enter this final result in line 13.
15. Review all entries for accuracy, then save your changes, and choose to download, print, or share the completed form as necessary.

Complete your 31 103f1 form online today to ensure your compliance with the financial regulations.