Get Brokerc

The Brokerc is a crucial form used to update or dispute information disclosed in your BrokerCheck report. This guide offers a step-by-step approach to ensure that you fill out the form accurately and completely, making the process efficient and straightforward.

Follow the steps to successfully complete the Brokerc form.

1. Press the ‘Get Form’ button to access the Brokerc form and open it in your online editor.
2. In Part I, enter your general information, including your first name, middle initial (if applicable), last name, title (if you are filing on behalf of a firm), address, phone number, city, state, zip code, and individual or firm CRD number.
3. In Part II, provide a detailed statement identifying the information you believe is inaccurate. Specify the exact location of this information in your BrokerCheck report by including the section and page number, along with your reasons for disputing its accuracy.
4. In Part III, read the acknowledgments carefully. Confirm your understanding of FINRA's communication policies and the responsibilities that come with submitting this form. Ensure to check the box acknowledging your authorization if you are submitting on behalf of a firm.
5. Sign and date the form at the designated sections to authenticate your submission.
6. Before submitting, refer to the BrokerCheck Dispute Checklist to verify that all required information is complete, and that you have attached all necessary supporting documentation. Make sure to identify the relevant sections of your BrokerCheck report.
7. Mail the signed form along with any supporting documents to FINRA's Regulatory Review and Disclosure department at the provided address. Note that submissions sent via facsimile will not be accepted.

Start completing your Brokerc form online today to ensure your dispute is handled correctly.