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  • Information Statement On Form 15c2-11 November 28 2012.doc

Get Information Statement On Form 15c2-11 November 28 2012.doc

LCTI Low Carbon Technologies International Inc. A British Columbia Corporation INFORMATION AND DISCLOSURE STATEMENT PURSUANT TO RULE 15c2-11(a)(5) *THIS STATEMENT HAS NOT BEEN FILED WITH THE FINRA.

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How to fill out the Information Statement On Form 15c2-11 November 28 2012.doc online

This guide provides clear and user-friendly steps on how to successfully complete the Information Statement on Form 15c2-11 online. With precise instructions, users can navigate through the various sections of the form efficiently.

Follow the steps to fill out the Information Statement On Form 15c2-11.

  1. Click the ‘Get Form’ button to obtain the form and open it in your online editor.
  2. Complete Part A: General Company Information by providing the exact name of the issuer, address of the principal executive offices, and the jurisdiction of incorporation.
  3. Fill in Item IV with the name and address of the transfer agent.
  4. Describe the nature of the issuer’s business in Item V, outlining core operations and any relevant context for the user.
  5. Provide details for Part B: Share Structure and Issuance History, including the title and class of securities and amounts outstanding.
  6. Continue to Part C: Management and Control Structure by listing directors and executive officers along with beneficial ownership.
  7. Forward to Part D: Financial Information, inputting the latest financial data relevant to the issuer.
  8. In Part E, attach relevant exhibits like material contracts and bylaws as required.
  9. Review all completed sections for accuracy before saving your form.
  10. Once satisfied with the information provided, save the changes, and you can download, print, or share the completed form.

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The application of Rule 15c2-11 could mean that financial information of a foreign private issuer that has not been publicly disclosed in the past will now become available to an issuer's competitors, suppliers, customers or employees.

For non-reporting issuers, under the SEC's phase-in schedule, corporate fixed income securities or asset-backed securities issued pursuant to Rule 144A would be exempt from the Rule 15c2-11 current and publicly available information requirement until January 3, 2023.

The amendments to Rule 15c2-11 are designed to modernize the rule and to enhance investor protection by requiring that current and publicly available issuer information be accessible to investors.

Rule 15c2-11 generally prohibits broker-dealers from publishing or submitting securities of private issuers in a quotation medium other than a national securities exchange (i.e., OTC securities), unless the issuer has made current financial and other information publicly available as specified by the rule.

HOW RULE 15c2-11 WORKS NOW: Rule 15c2-11 requires market makers to review basic issuer information prior to publishing quotations for that issuer's securities. Market makers must have a reasonable basis for believing that the information is accurate and from reliable sources.

Rule 15c2-11 applies primarily to broker-dealers that provide quotations for securities that trade on the over-the-counter (OTC) market. It also applies, indirectly, to companies with securities listed for quotation on the OTC market. The full text of the amendment is available here.

Rule 15c2-11 prohibits broker-dealers from publishing quotes on securities in the OTC markets unless they collect and review specified issuer information that must be publicly available. Historic reversal.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232