Get Cash And/or Security Journal Request Form - Optionshouse

Filling out the Cash And/or Security Journal Request Form is an essential process for managing financial transfers. This guide aims to provide you with clear, step-by-step instructions to successfully complete the form online.

Follow the steps to accurately fill out the form.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by entering the current date in the designated field.
3. Fill in the delivering account number and delivering account name/title in the appropriate sections.
4. Next, enter the receiving account number and receiving account name/title.
5. If the receiving account title does not match the delivering account title, note that this will be considered a third party transfer, requiring adherence to Apex's third party policy.
6. Indicate whether this is a full or partial transfer of cash and securities by selecting 'Y' for yes or 'N' for no.
7. For partial transfers, provide the necessary details including cash symbol/CUSIP, shares, and the reason for transfer.
8. Ensure both the customer signature and the joint account holder signature (if applicable) are provided.
9. Include the notary signature and notary seal if required.
10. For internal use, fill in the registered principal approval and compliance officer approval sections with names and signatures.
11. Finally, review all details for accuracy and completeness before saving changes, downloading, printing, or sharing the form.

Complete your documents online today for a streamlined process.