Me 3 Conservative (not willing to risk any capital) 5 Match or exceed FD rate 5 Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad) (834424-U) 13th Floor, Menara Manulife, 6, Jalan Gelenggang, Damansara Heights, 50490 Kuala Lumpur Customer Service: 1300 13 2323 Fax: 03-2092 1025 Email: PRSinfo MY manulife.com website: www.manulife.com.my PAGE: 1 0313 Aggressive (willing to risk more than 50% of capital) C. INVESTOR S INVESTMENT KNOWLEDGE A.
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How to fill out the Suitability Assessment Form online
The Suitability Assessment Form is an essential tool designed to help you select unlisted capital market products that align with your investment objectives and financial profile. By accurately completing this form, you can receive tailored recommendations that suit your individual needs.
Follow the steps to successfully fill out the Suitability Assessment Form.
- Click ‘Get Form’ button to obtain the Suitability Assessment Form and open it in your document editor.
- In the 'Agent/Sales Representative' section, enter the name of the representing agent, their review date, and their FiMM ID number along with the agent code.
- Proceed to 'A. Know-your-investor process'. Fill in details of the principal holder, including their name, NRIC or passport number, nationality, age, category of investor, residential address, and marital status.
- For employment details, indicate whether the primary investor is employed, self-employed, or a government servant, and specify their annual income range as well as the nature of their business if applicable.
- In the 'Purpose of investment' section, indicate whether the investment is for savings, retirement income, or any specific purpose by selecting 'Yes' or 'No' and providing additional details if necessary.
- Move on to 'B. Investor’s needs analysis'. Here, specify the investor's monthly financial commitments and select the duration for investment based on the provided options.
- Indicate what type of investments are currently held by the investor and select the expected returns on those investments.
- In 'C. Investor’s investment knowledge assessment', answer questions regarding the investor's comfort in making investment decisions and feelings regarding financial loss.
- Finally, in the 'D. Recommendations section', review the recommendation based on the responses provided. Confirm understanding of the recommended product features, and then proceed to acknowledge the assessment.
- At the end of the form, ensure to save changes, download, print, or share the completed form as needed.
Complete your Suitability Assessment Form online today for tailored investment recommendations.
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What are suitability requirements?
The suitability rule generally requires broker-dealers to use reasonable diligence to seek to obtain and analyze the customer-specific factors listed in the rule. A broker-dealer cannot make assumptions about customer-specific factors for which the customer declines to provide information.
What is an investor suitability questionnaire?
The Investor Questionnaire suggests an asset allocation based on information you enter about your investment objectives and experience, time horizon, risk tolerance, and financial situation. Your asset allocation is how your portfolio is divided among stocks, bonds, and short-term reserves.
What is a client suitability assessment?
TITLE. COMPANY NAME. EMPLOYED SINCE. SUITABILITY ASSESSMENT This Client Suitability Assessment (CSA) is being conducted to help the Account Officer determine the client's understanding of the risks related to investing.
What is suitability assessment form?
Suitability Assessment or “SA” means an exercise carried out by HLISB to gather necessary information from the prospective Investor(s) on the Investor(s)'s financial capabilities, risk appetite and ability to bear risk in order to form a reasonable basis for the Bank's recommendation.
What is a suitability questionnaire?
The instrument uses a questionnaire, which has sixteen groups of eight items (descriptive phrases) in each group. The person answering the questionnaire ranks the items in each group in order, ing to which describes him/her the most.
What is client suitability assessment form?
SUITABILITY ASSESSMENT This Client Suitability Assessment (CSA) is being conducted to help the Account Officer determine the client's understanding of the risks related to investing. This assessment will also aid the Account Officer to determine which investment products are suitable to the client's investment profile.
When should a suitability assessment be performed?
Firms should undertake a suitability assessment not only when making a personal recommendation to buy a financial instrument or an insurance-based investment product but for all decisions whether to trade, including making any personal recommendations about whether or not to buy, hold or sell an investment.
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