Get Suitability Assessment Form

The Suitability Assessment Form is an essential tool designed to help you select unlisted capital market products that align with your investment objectives and financial profile. By accurately completing this form, you can receive tailored recommendations that suit your individual needs.

Follow the steps to successfully fill out the Suitability Assessment Form.

1. Click ‘Get Form’ button to obtain the Suitability Assessment Form and open it in your document editor.
2. In the 'Agent/Sales Representative' section, enter the name of the representing agent, their review date, and their FiMM ID number along with the agent code.
3. Proceed to 'A. Know-your-investor process'. Fill in details of the principal holder, including their name, NRIC or passport number, nationality, age, category of investor, residential address, and marital status.
4. For employment details, indicate whether the primary investor is employed, self-employed, or a government servant, and specify their annual income range as well as the nature of their business if applicable.
5. In the 'Purpose of investment' section, indicate whether the investment is for savings, retirement income, or any specific purpose by selecting 'Yes' or 'No' and providing additional details if necessary.
6. Move on to 'B. Investor’s needs analysis'. Here, specify the investor's monthly financial commitments and select the duration for investment based on the provided options.
7. Indicate what type of investments are currently held by the investor and select the expected returns on those investments.
8. In 'C. Investor’s investment knowledge assessment', answer questions regarding the investor's comfort in making investment decisions and feelings regarding financial loss.
9. Finally, in the 'D. Recommendations section', review the recommendation based on the responses provided. Confirm understanding of the recommended product features, and then proceed to acknowledge the assessment.
10. At the end of the form, ensure to save changes, download, print, or share the completed form as needed.

Complete your Suitability Assessment Form online today for tailored investment recommendations.