Get Six Copies Of A Typewritten Draft Of The Listing Application (one Of Which Must Be An Original

Completing the six copies of a typewritten draft of the listing application, including the original, is a critical step for companies seeking listing on the New York Stock Exchange. This guide offers detailed, clear instructions to support users in accurately filling out the application.

Follow the steps to complete your listing application efficiently.

1. Click ‘Get Form’ button to obtain the form and open it in your document editor.
2. Begin filling in the company details at the top of the form: include the application number, date, and full legal name of the company along with its address.
3. Specify the type of stock being listed by filling out the sections for stock title, par value, and CUSIP number as applicable.
4. Indicate the total number of shares issued and the number of shareholders of record as of the specified dates.
5. Draft a description of the transaction to clarify the nature of the listing; this may include cross-references to the company’s recent prospectus or annual reports.
6. Complete sections regarding shares applied for but not yet issued, providing any necessary details regarding future transactions.
7. Sign the document where indicated, ensuring one copy is the original signed by an executive officer, while other copies may be conformed versions.
8. Review the entire form for accuracy and completeness before making additional copies as required, saving each version carefully.
9. Finalize by printing all copies, and gather any necessary attachments such as supporting documents, resolutions, and signed forms.
10. Submit the original and additional copies to the exchange, ensuring to keep one copy for your records.

Start completing your listing application online today to ensure a smooth submission process.