Get Sec Form Auf-002-r - Securities And Exchange Commission - Sec Gov

Navigating the SEC FORM AuF-002-R can be a straightforward process when you understand the components and requirements of the form. This guide will provide clear, step-by-step instructions to assist you in completing the renewal application for the accreditation of an auditing firm.

Follow the steps to successfully complete the application form.

1. Click the ‘Get Form’ button to access the SEC FORM AuF-002-R. This will allow you to open the form in an editable format.
2. Indicate the appropriate accreditation group that applies to your firm by checking one of the four boxes labeled Group A, B, C, or D.
3. Input the name of your firm in the designated field, ensuring accurate spelling and correct format.
4. Enter the SEC Accreditation Number and the date it was originally granted in the respective fields.
5. If applicable, provide the SEC Certificate of Registration Number for registered partnerships.
6. Fill in the BOA/PRC Accreditation Number along with the date granted and the expiration date.
7. Complete the address section with the full address of your firm, including telephone and fax numbers.
8. List the currently employed auditors and signing partners, noting their full names, positions, CPA certificate or license numbers, SEC accreditation numbers, and their accreditation status.
9. If applicable, include information about any affiliated foreign CPA or auditing firm, noting the name of the foreign firm, country, and nature of the relationship.
10. Attach the required exhibits, including copies of the Certificate of Accreditation from the Board of Accountancy, previous SEC Certificate of Accreditation, and any amended documents if there are changes.
11. Finally, ensure the processing fee is included in the application and enter the amount paid along with the O.R. number.
12. Review all entered information for accuracy and completeness, then sign and date the form as the managing partner.

Complete your SEC FORM AuF-002-R online today to ensure a smooth application process.