Get Sec Form Ihu-gsed-rco-ap - Securities And Exchange ... - Sec Gov

This guide provides clear step-by-step instructions on how to complete the SEC Form IHU-GSED-RCO-AP online. The form is essential for the renewal application of a compliance officer for an investment house or underwriter of securities.

Follow the steps to complete the SEC Form IHU-GSED-RCO-AP.

1. Press the ‘Get Form’ button to retrieve the form and access it for completion.
2. Fill out the associated person's last name, first name, and middle name in the designated fields.
3. Enter the certificate of registration number and the tax identification number (TIN) for the applicant.
4. Provide the current residence address including street, city, province, and postal code.
5. Input the phone number and the name of the employer firm.
6. Complete the employer's certificate of registration number and the firm's principal business address.
7. Fill in the branch ID number and the office of employment address, including complete details similar to the previous steps.
8. The employer must certify the accuracy of the information provided in the application, which will require the printed name and signature of the company president.
9. Include a recent 2x2 black and white ID picture of the applicant, with their signature and printed name on the back, stapled to the application.
10. The applicant should sign and print their name on the designated lines and provide the date of application.
11. Prepare the necessary supporting documents, including two ID pictures, a photocopy of the previous year's license, and certificates of attendance for any required seminars.
12. Pay the renewal fee as specified, then ensure all information is double-checked.
13. Finally, users can save changes, download, print, or share the completed form for submission.

Complete your SEC Form IHU-GSED-RCO-AP online today to ensure a smooth renewal process.