
Get Lep Request Form - Finra - Finra
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How to fill out the LEP Request Form - FINRA - Finra online
This guide provides clear and concise instructions for filling out the LEP Request Form from FINRA. Designed for individuals with limited English proficiency, it ensures that all necessary details are captured accurately to facilitate processing.
Follow the steps to complete the LEP Request Form effectively.
- Press the ‘Get Form’ button to access the LEP Request Form and open it in the editing interface.
- In the candidate information section, clearly print your name, residential mailing address, and contact details, including email and telephone number.
- Provide your CRD number or FINRA ID number and the exam or CE series numbers related to your request for additional time.
- In the attestation statement, confirm your request for extra time due to limited English proficiency by ticking the understanding clause regarding misrepresentation implications.
- Sign and date the form in the designated areas provided for the candidate.
- If applicable, fill out the FINRA member firm or sponsoring organization information, including the firm name and CRD number, ensuring to have an authorized representative's details.
- The authorized representative should also sign and date the form after completing their section.
- Once all sections are completed, save your changes. You can then download, print, or share the completed form as needed.
Complete your LEP Request Form online to ensure your request for additional time is processed smoothly.
You can apply to FINRA for a waiver of the Series 65 licensing exam. The AICPA sends a weekly file to FINRA which includes all PFS credential holders who have updated their AICPA profile to include their FINRA CRD number. Updating your online AICPA profile: Go to .aicpa.org and sign in.
Fill LEP Request Form - FINRA - Finra
FINRA processes LEP requests for Securities Industry Essentials (SIE) exam candidates and unsponsored qualification exam candidates. FINRA no longer accepts hardcopy LEP. Candidates do not need to send the form to FINRA. As of October 16, 2023, extra time for LEP candidates is available for the SIE exam. SIE test takers must complete a web-based LEP Request Form. A LEP Request Form that the candidate is LEP-eligible must be completed. See below for answers to frequently asked questions about the Series 63, 65 and 66 exams. The below FAQs are also available in a printable version here.
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