Follow the steps to fill out the form accurately.

1. Click the ‘Get Form’ button to obtain the form and open it in your preferred editor.
2. In Section 1, fill in the name of the surrendering company and the account or policy number. Make sure to include the street address and phone number of the surrendering company.
3. Complete Section 2 with the owner’s personal details, including first name, middle name, last name, state, zip code, and Social Security number or Tax ID number.
4. For Section 3, specify whether you wish to proceed with a full exchange or a partial exchange for non-qualified annuities. If it is a partial exchange, indicate the amount or percentage.
5. In Section 4, indicate whether you wish to transfer funds from non-insurance accounts and specify the account type. Note if you are transferring the entire value or a partial value.
6. Fill in Section 5 for direct rollovers of tax-qualified retirement accounts, selecting all applicable types and providing necessary details.
7. In Section 6, provide any special instructions regarding the liquidation of your existing account or contract, including timing and conditions.
8. Section 10 requires signatures from all relevant parties, including co-owners, if applicable, and potentially an employer or third-party administrator for TSA/403(b) transfers.
9. Once all sections are completed, review the form for accuracy and completeness, then proceed to save changes, download, print, or share the filled-out form as needed.

Start filling out your 1035 Exchange / Rollover / Transfer Form online today!