Get Registered Investment Advisor Authorization Form - Fidelity ...

Filling out the Registered Investment Advisor Authorization Form is an important step in allowing your investment advisor to manage your retirement savings account with Fidelity. This guide will provide you with clear, step-by-step instructions for completing the form online.

Follow the steps to complete the form efficiently.

1. Press the ‘Get Form’ button to access the authorization form and open it in your preferred editor.
2. Begin by providing your identifying information in Section 1A. Include details such as your Social Security Number, date of birth, and contact information. Ensure all entries are in clear capital letters.
3. In Section 1B, identify your investment advisor. This section requires the name of the registered investment advisor firm, their SEC number, and the primary contact's details. Make sure to include the required Tax Identification Number.
4. Continue in Section 1B to list any investment advisor representatives. Enter the necessary identifying details for each representative, including their firm SEC number and contact information.
5. In Section 1C, provide information about your employer and your retirement savings plan. Specify the name of the employer and relevant plan details, including the type of plan and account numbers.
6. Move to Section 2 to grant authority to Fidelity. Clearly indicate your choices regarding account access, trading authority, and the payment of investment advisor fees by checking the appropriate boxes.
7. Read the conditions of the agreement in Section 2B carefully. Your understanding and acceptance are essential, as they affect your rights and responsibilities.
8. Sign and date the Authorization Form in Section 2D. Ensure all provided information accurately reflects your intentions and understanding.
9. If required, your employer must complete and sign Section 3 to validate the authorization. Make sure this step is completed if your employer's signature is necessary.
10. Once all sections are completed, review the entire form for accuracy. Save changes, then download or print the completed form as needed. You can also share it as required.

Complete your documents online to streamline the process and ensure prompt handling.