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  • Nobo Request Form - Transhare

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NOBO REQUEST FORM Part I : Company Info: Company: Record date(s): ***Note: Record date must be 2 or more business days in the future from current date. Broadridge Financial Solutions, Inc. 51 Mercedes.

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How to fill out the NOBO REQUEST FORM - Transhare online

This guide provides a comprehensive overview of how to effectively fill out the NOBO REQUEST FORM - Transhare. Follow these simple steps to ensure you complete the form accurately and efficiently.

Follow the steps to successfully complete the NOBO request form.

  1. Press the ‘Get Form’ button to obtain a copy of the NOBO REQUEST FORM and open it in your chosen editor.
  2. Complete Part I: Company Info by entering your company name, 9-digit CUSIP number(s), record date(s), and any multiple CUSIPs, if applicable. Ensure the record date is at least two business days in the future.
  3. Move to Part II: Purpose for Request. Select the appropriate reason for your request. Indicate if materials will be mailed and specify the type of materials. If applicable, specify the meeting date.
  4. In Part III: Method to receive NOBO List, select your preferred method for receiving the NOBO list, such as hardcopy, compact disc, or labels. Indicate the quantity for each selected method.
  5. Fill in Part IV: Shipping & Billing Address. Provide the shipping addresses, type of media, and ensure a physical street address is used, as faxes and emails are not permitted.
  6. Complete Part V: Requestor Information. An officer of the company must sign and date this section. Fill in the requestor's name, title, corporate email, along with their phone and fax number.
  7. Review all provided information for accuracy. Once completed, save your changes to the NOBO REQUEST FORM. You may choose to download a copy, print it, or share it according to your needs.

Complete your NOBO REQUEST FORM online today for efficient processing.

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Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs). Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount.

An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.

The term non-objecting beneficial owner (NOBO) refers to beneficial owners of companies who have permitted their financial institutions to release their personal information to the companies they have invested in.

Requests for U.S. NOBO lists must be sent to BSG Issuer Services at BSGIssuerServices@Broadridge.com or by fax to: 631-254-7622. Call Broadridge U.S. at 631-254- 7067 for additional information. To access this document click here.

Objecting Beneficial Owner (OBO)

Some investors may also want to keep their investments private from other investors. Any shareowner can request a NOBO list.

Meaning. Nobo. North Bounder (a hiker headed north on the Appalachian Trail)

Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232