Get Dfi License Application - Arizona Department Of Financial Institutions - Azdfi

Filling out the DFI License Application is an essential step for entities seeking licensing from the Arizona Department of Financial Institutions. This guide provides a clear process for completing the application online, ensuring that all necessary information is included accurately and thoroughly.

Follow the steps to successfully complete your application.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by selecting the License Type Applying For from the provided options, ensuring you clearly indicate your specific license type.
3. Complete the Company Identifying Information section. Fill in the Corporate Name and Address fields, including your Arizona Legal Name, DBA Name if applicable, and your Federal Tax ID Number. Indicate whether you are filing as a Corporation, Partnership, Limited Liability Company, or Individual/Sole Proprietor by circling the appropriate option.
4. If your primary address is different from the corporate address, provide the necessary details in the Primary Address section. If you have a different Mailing Address, fill this in as well.
5. In the Business Information section, answer whether you will operate through additional business locations. Also, provide the state of incorporation and date of incorporation.
6. Detail Current Ownership information, including the names and percentages of owners. If applicable, submit Personal Financial and Biographical Statements for individuals owning 20% or more of the entity.
7. Complete the Indirect Owners section, listing each owner's full legal name and pertinent details such as their percentage of ownership.
8. List the top executive officers, members, partners, and directors of the applicant in the specified format.
9. Fill out the Disclosures section. Affirmatively answer or negate the inquiries regarding criminal, regulatory, civil judicial, and financial disclosures.
10. Provide information regarding Company Contacts, including the licensing contact and consumer complaint employee details.
11. Indicate where your records will be maintained and provide your primary email address necessary for communication with the Department.
12. If applicable, download and complete the branch application for each location you wish to license.
13. Read and complete the Affidavit section, ensuring to sign and date it before a Notary Public.
14. Review the License Application Checklist to ensure all documentation, such as financial statements and background checks, is included and that all sections of the application are completely and accurately filled out.
15. Once you have filled out the application and attached all required documents, you can save your changes, download, print, or share your completed form as necessary.

Begin your application process online today for a smooth licensing experience.