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Australian Securities & Investments Commission Form 5137 Corporations Act 2001 331AAA(1), 331AAB(1), Regulation 2M.4.01 Notification of appointment of scheme auditor If there is insufficient space.

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ASX provides facilities and services to listed entities, participants, issuers and. other organisations, subject to regulatory oversight by ASIC and, in the case of the CS facility licensees, the Reserve Bank of Australia. ASX's operating rules have contractual force and are recognised in the Corporations Act.

Companies list on a stock exchange, such as the Australian Securities Exchange (ASX), to raise money by selling shares to investors who then have the chance to make a profit if the company does well.

The Australian Securities and Investments Commission (ASIC) regulates registered companies, financial markets, and providers of financial services and credit services.

The biggest stocks traded on the ASX, in terms of market capitalisation, include BHP, Commonwealth Bank, Westpac, Telstra, Rio Tinto, National Australia Bank and Australia & New Zealand Banking Group.

ASIC is responsible for the supervision of real-time trading on Australia's domestic markets, including those operated by ASX Group, and for enforcing the laws against misconduct on Australia's financial markets, as well as supervising Australian Financial Service Licence (AFSL) holders.

As an integrated exchange, ASX's activities span primary and secondary market services, including the raising, allocation and hedging of capital flows; trading and price discovery; central counterparty risk transfer; and securities settlement for both the equities and fixed income markets.

Australian Government Securities (AGS) are issued by the Commonwealth of Australia through the AOFM. The AOFM issues three types of securities: Treasury Bonds; Treasury Indexed Bonds; and. Treasury Notes.

The Australian Securities and Investments Commission (ASIC) regulates registered companies, financial markets, and providers of financial services and credit services.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232