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  • Ny Form Cm-2 ** File No. (1/87) State Of New York ... - Oag State Ny

Get Ny Form Cm-2 ** File No. (1/87) State Of New York ... - Oag State Ny

Investors - Form CM2 Page 1 of 3 NY Form CM-2 File no. 1/87 STATE OF NEW YORK Office of the Attorney General BUREAU OF INVESTOR PROTECTION AND SECURITIES COMMODITY SALESPERSON STATEMENT This form must always be accompanied by the Supplemental Commodity Broker-Dealer Statement NY Form CM-3 unless this is an original filing.

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How to fill out the NY Form CM-2 ** File No. (1/87) STATE OF NEW YORK ... - Oag State Ny online

Filling out the NY Form CM-2 is an essential step for individuals seeking to submit a Commodity Salesperson Statement. This guide will provide clear, step-by-step instructions to help you complete the form accurately and efficiently.

Follow the steps to complete your form online.

  1. Click the ‘Get Form’ button to initiate the process, allowing you to access the form in the editor.
  2. Begin by entering your last name, first name, and middle name in the designated spaces. Ensure the information matches your official identification.
  3. Provide your residential address, including city, state, and zip code. This must reflect your current living situation.
  4. Enter your residence telephone number and social security number in the appropriate fields.
  5. Fill out your place of birth and date of birth. Make sure this information is accurate.
  6. Indicate your physical characteristics by noting your height, weight, color of hair, and color of eyes.
  7. Insert the name and address of your current employer, which should be your Commodity Broker-Dealer.
  8. Answer the series of yes or no questions regarding your past professional conduct. If you answer 'yes' to any question, be prepared to attach a statement providing full particulars.
  9. Document your complete employment record for the past five years. Be sure to include periods of self-employment and unemployment, specifying your position held for each employer.
  10. Detail your education history, including schools attended, dates of attendance, and whether you graduated from each institution.
  11. Remember to include a $25 fee with your submission. Only acceptable payment methods are attorney's checks, certified checks, bank checks, or money orders made payable to the N.Y.S. Office of the Attorney General.
  12. Complete the form by signing and dating it in the designated area. Ensure any required notary signatures and stamps are also included.
  13. Finally, save your changes, download, print, or share the completed form as necessary.

Complete your documents online today and submit them with confidence.

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Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and. prohibit deceit, misrepresentations, and other fraud in the sale of securities.

New York securities fraud laws provide the state's attorney general with the power to investigate and sue any person, partnership, or corporation that employs any device or scheme to defraud or to obtain money or property by means of any false pretense, representation, or promise.

The Martin Act gives the Attorney General broad law-enforcement powers to conduct investigations of suspected fraud in the offer, sale or purchase of securities. Where appropriate, the Attorney General may commence civil and criminal prosecutions under the Martin Act to protect investors.

The Martin Act has been interpreted to prohibit all deceitful practices, as well as false promises, related to the offer, sale, or purchase of securities and commodities within or from New York.

(15) "Security", except as otherwise provided in Section 8--103, means an obligation of an issuer or a share, participation, or other interest in an issuer or in property or an. enterprise of an issuer: (i) which is represented by a security certificate in.

To make a complaint, you can email us at Investor.Complaints@ag.ny.gov, or click here for a complaint form that you can fill out on-line or in ink. You can then mail the form to us at the address below or fax it to 212-416-8816.

The Investor Protection Bureau is charged with enforcing the New York State securities law, commonly known as the Martin Act.

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Get NY Form CM-2 ** File No. (1/87) STATE OF NEW YORK ... - Oag State Ny
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© Copyright 1997-2025
airSlate Legal Forms, Inc.
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232