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Get Form 15 - Securities And Exchange Commission - Sec
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How to fill out the FORM 15 - Securities And Exchange Commission - Sec online
Filling out the FORM 15 for the Securities and Exchange Commission is an essential procedure for entities seeking to terminate their registration under certain sections of the Securities Exchange Act of 1934. This guide provides a clear, step-by-step approach to help users effectively complete the form online.
Follow the steps to complete the form easily and accurately.
- Press the ‘Get Form’ button to access the FORM 15 document and open it in your chosen editor.
- Identify and fill in the 'Exact Name of Registrant as Specified in Its Charter' section with the full legal name of your organization.
- Enter the 'Commission File Number' accurately as it appears in your registration documentation.
- Complete the 'Address' field, providing the complete address, including zip code, and ensure you include a valid telephone number.
- In the section labeled 'Title of each class of securities covered by this Form', insert the title of the security for which you are submitting the form.
- For any remaining classes of securities, indicate 'None' or list the applicable titles as needed.
- Place an X in the box next to the appropriate rule provisions relied upon for terminating or suspending the duty to file reports. Only select the boxes that apply to your situation.
- Provide the 'Approximate number of holders of record as of the certification or notice date' — if applicable, write a number or specify 'None'.
- Include a brief note on any relevant information regarding your registration’s status or any filed certificates, as in this example: 'A certificate of dissolution has been filed.'
- Date the form by entering today's date in the designated area.
- The certification must be signed by a duly authorized person from the organization. Ensure the name, title, and signature are appropriately filled.
- Once all fields are completed, review the form for accuracy, then save your changes, and utilize options to download, print, or share your completed form.
Start filling out your SEC form online today!
Form 15 informs the SEC that a company no longer wants to trade publicly, and therefore won't follow the usual government reporting requirements. The form is most often used by small companies with few shareholders who find the SEC reporting regulations burdensome.
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