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  • Form 15 - Securities And Exchange Commission - Sec

Get Form 15 - Securities And Exchange Commission - Sec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR.

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How to fill out the FORM 15 - Securities And Exchange Commission - Sec online

Filling out the FORM 15 for the Securities and Exchange Commission is an essential procedure for entities seeking to terminate their registration under certain sections of the Securities Exchange Act of 1934. This guide provides a clear, step-by-step approach to help users effectively complete the form online.

Follow the steps to complete the form easily and accurately.

  1. Press the ‘Get Form’ button to access the FORM 15 document and open it in your chosen editor.
  2. Identify and fill in the 'Exact Name of Registrant as Specified in Its Charter' section with the full legal name of your organization.
  3. Enter the 'Commission File Number' accurately as it appears in your registration documentation.
  4. Complete the 'Address' field, providing the complete address, including zip code, and ensure you include a valid telephone number.
  5. In the section labeled 'Title of each class of securities covered by this Form', insert the title of the security for which you are submitting the form.
  6. For any remaining classes of securities, indicate 'None' or list the applicable titles as needed.
  7. Place an X in the box next to the appropriate rule provisions relied upon for terminating or suspending the duty to file reports. Only select the boxes that apply to your situation.
  8. Provide the 'Approximate number of holders of record as of the certification or notice date' — if applicable, write a number or specify 'None'.
  9. Include a brief note on any relevant information regarding your registration’s status or any filed certificates, as in this example: 'A certificate of dissolution has been filed.'
  10. Date the form by entering today's date in the designated area.
  11. The certification must be signed by a duly authorized person from the organization. Ensure the name, title, and signature are appropriately filled.
  12. Once all fields are completed, review the form for accuracy, then save your changes, and utilize options to download, print, or share your completed form.

Start filling out your SEC form online today!

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Related content

Form 15 - SEC.gov
UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. WASHINGTON, D.C. 20549. FORM 15...
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17 CFR § 249.323 - Form 15, certification of...
... and 15(d) of the Securities Exchange Act of 1934; § 249.323 Form 15, certification of...
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Form 15 informs the SEC that a company no longer wants to trade publicly, and therefore won't follow the usual government reporting requirements. The form is most often used by small companies with few shareholders who find the SEC reporting regulations burdensome.

CERTIFICATION OF A FOREIGN PRIVATE ISSUER'S TERMINATION OF REGISTRA- TION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES. EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS. UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF.

SEC Form 25 is a document that a public corporation must submit under Rule 12d2-2 of the Securities Exchange Act of 1934, with the Securities and Exchange Commission (SEC) to delist its securities.

Form F-7 may be used for the registration under the Securities Act of 1933 (the “Securities Act”) of the Registrant's securities offered for cash upon the exercise of rights to purchase or subscribe for such securities that are granted to its existing securityholders in proportion to the number of securities held by ...

Exchange Act Section 15(b)(2)(C) generally requires the Commission or a self-regulatory organization to inspect a newly registered broker-dealer within six months of its registration. The purpose of this inspection is to determine whether the broker-dealer is operating in conformity with the federal securities laws.

SEC Form 15-15D is a document that is filed to indicate the termination of registration for a security or as a notice to end the need to file reports. A public company files SEC Form 15-12B with the Securities and Exchange Commission when it has decided to delist and deregister, a process known as "going dark."

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232