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Get Sec Form 144 Fillable
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How to fill out the Sec Form 144 Fillable online
Sec Form 144 is a critical document used for notifying the Securities and Exchange Commission about proposed sales of securities. This guide provides a straightforward and supportive approach to successfully complete the fillable form online.
Follow the steps to fill out the Sec Form 144 Fillable online.
- Click the ‘Get Form’ button to obtain the form and open it in the editing interface.
- In Section 1, provide the issuer details. Enter the name of the issuer in field 1(a). If applicable, add the IRS identification number in field 1(b) and its address in Section 1(d), ensuring to include the street, city, state, and zip code.
- In Section 2, you need to enter the name of the person whose account the securities are being sold in field 2(a). Fill in their IRS identification number in field 2(b) if they have one, as well as their relationship to the issuer in field 2(c). Complete fields 2(d) and 2(e) with their address and telephone number respectively.
- Complete Section 3 with specific details about the securities being sold, including the title of the class of securities in field 3(a), the number of shares or units to be sold in field 3(c), the aggregate market value in field 3(d), and the approximate date of sale in field 3(f). Specify the name of the exchange in field 3(g) if applicable.
- In Table I, provide information regarding the acquisition of the securities. Fill in the title of the class, date of acquisition, nature of the acquisition transaction, and any other required details to indicate how and when the person acquired the securities.
- In Table II, list any securities sold in the past three months by the seller. Fill in the details including names, title of securities, the date of sale, amount of securities sold, and gross proceeds.
- Review all entered information for accuracy. Once confirmed, save your changes, and choose to download, print, or share the completed form based on your needs.
Complete your documents online to ensure compliance and accuracy.
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Yes, Form 144 is publicly available and can be accessed through the SEC's EDGAR database. This transparency allows investors and analysts to view the selling activity of major shareholders. By utilizing a Sec Form 144 fillable form, you can easily prepare and file your notice, contributing to this public record.
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