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  • Sec Form 144 Fillable

Get Sec Form 144 Fillable

Form 144 Page 1 of 2 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: Expires: FORM 144 3235-0101 December 31, 2009 Estimated average burden hours per.

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How to fill out the Sec Form 144 Fillable online

Sec Form 144 is a critical document used for notifying the Securities and Exchange Commission about proposed sales of securities. This guide provides a straightforward and supportive approach to successfully complete the fillable form online.

Follow the steps to fill out the Sec Form 144 Fillable online.

  1. Click the ‘Get Form’ button to obtain the form and open it in the editing interface.
  2. In Section 1, provide the issuer details. Enter the name of the issuer in field 1(a). If applicable, add the IRS identification number in field 1(b) and its address in Section 1(d), ensuring to include the street, city, state, and zip code.
  3. In Section 2, you need to enter the name of the person whose account the securities are being sold in field 2(a). Fill in their IRS identification number in field 2(b) if they have one, as well as their relationship to the issuer in field 2(c). Complete fields 2(d) and 2(e) with their address and telephone number respectively.
  4. Complete Section 3 with specific details about the securities being sold, including the title of the class of securities in field 3(a), the number of shares or units to be sold in field 3(c), the aggregate market value in field 3(d), and the approximate date of sale in field 3(f). Specify the name of the exchange in field 3(g) if applicable.
  5. In Table I, provide information regarding the acquisition of the securities. Fill in the title of the class, date of acquisition, nature of the acquisition transaction, and any other required details to indicate how and when the person acquired the securities.
  6. In Table II, list any securities sold in the past three months by the seller. Fill in the details including names, title of securities, the date of sale, amount of securities sold, and gross proceeds.
  7. Review all entered information for accuracy. Once confirmed, save your changes, and choose to download, print, or share the completed form based on your needs.

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Yes, Form 144 is publicly available and can be accessed through the SEC's EDGAR database. This transparency allows investors and analysts to view the selling activity of major shareholders. By utilizing a Sec Form 144 fillable form, you can easily prepare and file your notice, contributing to this public record.

You should file Form 144 during regular business hours, ideally before initiating the sale of your securities. Filing the form in advance gives the SEC time to process it and ensures compliance with their regulations. Staying proactive about this timeline is vital to avoid any issues. Using the Sec Form 144 Fillable from US Legal Forms can help streamline this process and keep you on track.

Form 144 is typically filled out by individuals or entities looking to sell restricted or control securities. This includes officers, directors, and large shareholders of a company. If you fit into one of these categories, it is essential to complete the Sec Form 144 Fillable correctly to comply with SEC regulations. US Legal Forms can provide you with the resources and templates needed for accurate filing.

Form 144 is a notice that must be filed with the SEC when selling restricted or control securities. This form provides important information about the seller and the securities being sold. It ensures that the SEC is aware of the transactions, promoting transparency in the market. For ease of use, you can find the Sec Form 144 Fillable template on platforms like US Legal Forms.

To file Form 144 electronically, you need to use the SEC's EDGAR system, which allows for online submissions. Start by preparing your Sec Form 144 Fillable in a compatible format, then log into your EDGAR account. Follow the prompts to upload and submit your form. Using US Legal Forms can guide you through this process, making electronic filing straightforward and efficient.

You should file Form 144 at the time you decide to sell restricted or control securities. This form must be submitted before the sale begins, ideally at least one day prior. Timely filing is crucial to meet SEC regulations and avoid potential penalties. Consider using US Legal Forms for easy access to the Sec Form 144 Fillable and to ensure you file on time.

Rule 144 sets specific reporting requirements for the sale of restricted and control securities. You must file Form 144 if you plan to sell more than 5,000 shares or securities valued over $50,000 within a three-month period. This form must be submitted to the SEC and is designed to provide transparency in the sale process. Utilizing the Sec Form 144 Fillable can help ensure you comply with these requirements effortlessly.

To submit your Sec Form 144 Fillable, you first need to complete the form accurately. After filling it out, you can submit it to the SEC either electronically or by mail. If you choose to file electronically, ensure you follow the SEC's guidelines for digital submissions. Using a platform like US Legal Forms can simplify this process, providing you with the right tools to complete and file your form efficiently.

Rule 144 does not apply to private transactions, including sales, gifts, estate distributions and pledges, but does apply to the purchaser, donee, beneficiary and pledgee, when they sell the stock into the public market. Back to top?

One of the requirements of Rule 144 is that the issuer have current public information available to the public at the time of the resale. When applicable, issuers must satisfy the current public informational requirements as set forth in Rule 144(c) at the time of each sale of securities in reliance on Rule 144.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
Privacy Notice
Legal Hub
Content Takedown Policy
Bug Bounty Program
About Us
Help Portal
Legal Resources
Blog
Affiliates
Contact Us
Delete My Account
Site Map
Industries
Forms in Spanish
Localized Forms
State-specific Forms
Forms Kit
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate WorkFlow
DocHub
Instapage
Social Media
Call us now toll free:
+1 833 426 79 33
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232