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How to use or fill out the 33 109f4 Fillable online
The 33 109f4 Fillable form is essential for individuals seeking registration from securities regulatory authorities or self-regulatory organizations. This guide will provide a clear, step-by-step approach to completing the form online, ensuring that all necessary information is accurately submitted.
Follow the steps to complete the form effectively.
- Click ‘Get Form’ button to obtain the form and open it in the editor.
- Begin by filling out your legal name in Item 1. Include your last name, first name, and any additional names as applicable. If you have other names, indicate 'Yes' for the corresponding question and complete Schedule ‘A’.
- Provide your residential address in Item 2, including all previous addresses over the past 10 years. Ensure your current address is complete with city, province, and postal code. If applicable, complete Schedule ‘B’ for shorter residences.
- In Item 3, give personal information such as your date of birth and gender, followed by your height and weight. Fill in the color of your eyes and hair using either imperial or metric units as appropriate.
- Complete Item 4 by choosing your citizenship status. If you hold citizenship outside of Canada, include the relevant passport information.
- In Item 5, check all jurisdictions where you wish to submit the form, such as Alberta or British Columbia.
- Item 6 requires you to indicate your registration categories. Check the boxes corresponding to each applicable category as listed.
- Item 7 focuses on your address for service. This must not be a post office box. Provide a valid address along with contact information.
- For Item 8, document your proficiency including any courses completed or exemptions received. If applicable, provide your student numbers with any relevant institutions.
- Complete Items 9 to 12 by detailing your employment history, including the location of your sponsoring firm and prior jobs. Provide necessary information on resignations or terminations in Item 12.
- In Items 13 to 15, disclose any relevant regulatory, criminal, or civil proceedings involving you or any related firms.
- Finally, review all sections of the form for completeness and clarity. Upon finishing, you can save changes, download, print, or share the form as needed.
Start filing your 33 109f4 Fillable form online today for a smooth registration process.
Chartered company: A chartered company's nature and powers of business are specified by the charter which establishes it. Royal Chartered Company is another name of the chartered companies. Bank of England, East India Company, British Broadcasting Corporation (BBC), etc. are some examples of chartered companies.
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