Get Merger National Bank Nonbank Subsidiary 215a 3 Occ Form

This guide provides comprehensive instructions for filling out the Merger National Bank Nonbank Subsidiary 215a 3 Occ Form online. By following these steps, you can ensure that you complete the form accurately and efficiently, making the process seamless for your institution.

Follow the steps to complete the form effectively.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by filling in the date at the top of the form, ensuring it reflects the current date.
3. Provide the name and address of the Licensing Manager at the District Comptroller of the Currency, including the street address, city, state, and ZIP code.
4. In the 'Re' section, specify the proposed merger by inserting the name of the nonbank subsidiary or affiliate and the name of the national bank, along with its charter number.
5. Draft a brief introductory statement expressing the intent to seek approval for the merger and reference the relevant legal authority under the Financial Regulatory Relief and Economic Efficiency Act of 2000.
6. Clearly describe the name and location of the target nonbank subsidiary or affiliate in the relevant section.
7. Provide a complete description of the activities conducted by the nonbank subsidiary or affiliate. This may include various aspects of operations relevant to the merger.
8. Outline the organizational structure of the nonbank subsidiary or affiliate, ensuring clarity on how it aligns with the national bank.
9. Discuss the management of the nonbank subsidiary or affiliate, including any pertinent details about key personnel.
10. Detail the relationship between the target and the national bank, highlighting any relevant connections.
11. Include any other pertinent information that may support the application, ensuring it is relevant to the merger.
12. If applicable, include a pro forma balance sheet and capital projections, especially if the acquisition introduces new activities or if the target's revenue or asset size meets the specified thresholds.
13. Provide legal authority under state law for the merger within the designated section.
14. Attach the Secretary’s certification of shareholder approval from both the target and the national bank if required.
15. Inquire about new branch requests and provide necessary legal authority if there are issues.
16. If applicable, include a request for investment in bank premises.
17. Conclude by stating that you request OCC action on this application by a specified date.
18. Contact details for follow-up: include the name, address, city, state, ZIP code, and telephone and FAX numbers.
19. Finalize the form by adding your signature, along with your name and title.
20. Review all completed sections for accuracy. Save changes, download, print, or share the form as necessary.

Complete your merger documentation online accurately today!