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TRANSACTION NUMBER ASSIGNED **** **** Approved by OMB Expires 00/00/00 16 C.F.R. Part 803 - Appendix NOTIFICATION AND REPORT FORM FOR CERTAIN MERGERS AND ACQUISITIONS THE INFORMATION REQUIRED TO BE.

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How to fill out the 16 C F R Part 803 Appendix online

Filling out the 16 C F R Part 803 Appendix is an essential step for reporting certain mergers and acquisitions. This guide provides straightforward instructions to help users complete the form accurately and efficiently.

Follow the steps to complete your Notification and Report Form

  1. Press the ‘Get Form’ button to access the form and open it within the designated online platform.
  2. Begin with the fee information section. Enter the amount you are paying and provide necessary explanations if the filing fee is based on the acquisition price.
  3. Indicate whether this is a corrective filing and provide the Taxpayer Identification Number or Social Security Number of the acquiring person.
  4. Answer the questions regarding foreign filing requirements, cash tender offers, and bankruptcy status as applicable.
  5. In Item 1, provide details regarding the person filing, including the name, headquarters address, and the nature of the entity (acquiring person, acquired person, or both).
  6. Indicate the relevant reporting year and select between calendar or fiscal year data. Complete the entity details related to the acquisition and contact information.
  7. In Item 2, list the names of the ultimate parent entities involved in the transaction and check all applicable boxes regarding the type of acquisition.
  8. Specify the highest notification threshold and provide values related to voting securities as well as asset value.
  9. Continue by describing the acquisition, detailing the assets, voting securities to be acquired, and attaching any relevant agreements in Item 3.
  10. For items 4 and 5, list documents and financial information required, detailing revenues by industry and any additions or deletions in product codes.
  11. Complete any additional required information and ensure all fields are filled accurately before reviewing the document.
  12. Once all sections are complete, save your changes and choose to download, print, or share the completed form with relevant authorities.

Start filling out your 16 C F R Part 803 Appendix online today to ensure compliance with federal regulations.

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HSR filings are premerger notifications that parties to a proposed merger transaction make with both the Federal Trade Commission and the Department of Justice. Subject to minor exceptions, both the seller and the buyer must each separately file with both agencies.

Pulling-and-refiling restarts the clock, and gives reviewing staff (and the parties) a second initial waiting period—that is, more time to work through the competitive issues, obtain documents and get information from third parties.

§ 803.12 Withdraw and refile notification. An acquiring person, and in the case of an acquisition to which § 801.30 does not apply, an acquired person, may withdraw its notification by notifying the Federal Trade Commission and the Antitrust Division in writing by email or mail of such withdrawal.

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