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United States Securities and Exchange Commission Washington, DC 20549 FORM 13H Information Required Regarding Large Traders Pursuant To Section 13(h) of the Securities Exchange Act of 1934 and Rules.

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13H--Cover Questions & Answers

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11-K: Due Friday, March 31, 2023 for Fiscal Year ended 12/31/22. 13H-Q: Due Monday, April 10, 2023 for Calendar Quarter ended 03/31/23. 5: Due Friday, April 14, 2023 for Fiscal Year ended 02/28/23. 20-F: Due Monday, May 01, 2023 for Fiscal Year ended 12/31/22.

Form 13H is a web-based electronic form, though a paper copy of the form (for reference purposes) can be found on the SEC's website. Form 13H is submitted to the SEC through the EDGAR system, but submitted Form 13H filings are not made publicly available.

After logging on to the EDGAR filer website, the web-based Form 13H is available by clicking on the “Form 13H” hyperlink on the left hand side of the screen under “Online Forms”. Form 13H must be completed and submitted electronically through the EDGAR filer website.

Exchange Act Rule 13h-1 (Large Trader Rule) requires “large traders” to identify themselves as such to the SEC, disclose to other firms their large trader status and, in certain situations, comply with certain filing, recordkeeping and reporting requirements.

Termination Filing (13H-T): Persons can terminate their status as Large Traders by submitting a Termination Filing. For example, if the person ceases operations, dissolves, or is acquired, the Large Trader may be able to file a Termination Filing.

All submissions on Form 13H must be filed electronically through the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system.

Apply for EDGAR access Understand and utilize EDGAR applicant types. Prepare and submit my Form ID application. Applicants with a CIK but no access codes (formerly “Convert Paper Only Filer to Electronic Filer”) Create and obtain EDGAR access for asset-backed securities (ABS) issuing entities.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232