Get 13h Fillable Form

Apply for EDGAR access Understand and utilize EDGAR applicant types. Prepare and submit my Form ID application. Applicants with a CIK but no access codes (formerly “Convert Paper Only Filer to Electronic Filer”) Create and obtain EDGAR access for asset-backed securities (ABS) issuing entities.

All submissions on Form 13H must be filed electronically through the Commission's Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system.

Termination Filing (13H-T): Persons can terminate their status as Large Traders by submitting a Termination Filing. For example, if the person ceases operations, dissolves, or is acquired, the Large Trader may be able to file a Termination Filing.

Exchange Act Rule 13h-1 (Large Trader Rule) requires “large traders” to identify themselves as such to the SEC, disclose to other firms their large trader status and, in certain situations, comply with certain filing, recordkeeping and reporting requirements.

Termination Filing (13H-T): Persons can terminate their status as Large Traders by submitting a Termination Filing. For example, if the person ceases operations, dissolves, or is acquired, the Large Trader may be able to file a Termination Filing.

After logging on to the EDGAR filer website, the web-based Form 13H is available by clicking on the “Form 13H” hyperlink on the left hand side of the screen under “Online Forms”. Form 13H must be completed and submitted electronically through the EDGAR filer website.

Form 13H is a web-based electronic form, though a paper copy of the form (for reference purposes) can be found on the SEC's website. Form 13H is submitted to the SEC through the EDGAR system, but submitted Form 13H filings are not made publicly available.

11-K: Due Friday, March 31, 2023 for Fiscal Year ended 12/31/22. 13H-Q: Due Monday, April 10, 2023 for Calendar Quarter ended 03/31/23. 5: Due Friday, April 14, 2023 for Fiscal Year ended 02/28/23. 20-F: Due Monday, May 01, 2023 for Fiscal Year ended 12/31/22.