Get Msd 4 , Uniform Application For Municipal Securities Principal Or - Fdic - Fdic

The MSD 4 form is essential for individuals applying as municipal securities principals or representatives associated with a bank municipal securities dealer. This guide will help you navigate the process of filling out this important application online, ensuring that you provide all necessary information accurately and effectively.

Follow the steps to complete your MSD 4 application online.

1. Click ‘Get Form’ button to obtain the form and open it in the editor.
2. Begin by entering your full name in the 'Applicant Name' section, including your last name, first name, and middle name, if applicable.
3. Next, provide details about the 'Bank Municipal Securities Dealer,' including the name, registration number, and main address.
4. Indicate your current employment by filling in the 'Office of Employment of Applicant' and the 'Date of Employment with MSD.'
5. Choose the regulatory agency you are filing with by checking the appropriate box for either the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, or the Office of the Comptroller of the Currency.
6. Select the type(s) of qualification you are requesting by checking all relevant boxes such as Municipal Securities Representative or Municipal Securities Principal.
7. Outline the functions you expect to perform by checking the applicable capacities, which may involve underwriting, trading, financial advisory services, research, or training.
8. Complete the 'Personal History of Applicant' section, including personal information such as your date of birth, social security number, and place of birth.
9. Fill out your employment and education history for the past ten years, ensuring a complete and consecutive account of positions held, employers, and reasons for leaving.
10. Address any qualification examinations you have taken by responding to questions about past examinations, waivers, or denials related to your qualifications.
11. Answer questions regarding your disciplinary history or any legal issues that may affect your application, providing comprehensive details as required.
12. Once you have completed all sections of the form, review your information for accuracy. After ensuring everything is correct, you can save your changes, download the document, and print or share it as needed.

Complete your MSD 4 application online today to ensure you meet all necessary qualifications.