Get Interagency Notice Of Change In Control Form
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How to fill out the Interagency Notice of Change in Control Form online
The Interagency Notice of Change in Control Form is essential for notifying regulatory agencies about acquiring control of a depository institution or holding company. This guide provides a clear, user-friendly approach to filling out the form online, ensuring you understand each section's requirements.
Follow the steps to successfully complete the form.
- Click ‘Get Form’ button to obtain the form and open it in the editor.
- Begin by filling in the 'Identify' section. Here, state the name and address of the proposed acquirer, whether an individual or corporation, providing all necessary details such as last name, first name, and organization type.
- Next, provide the name and address of the depository institution or holding company whose shares are to be acquired. Ensure accuracy to avoid complications.
- Include contact details for inquiries regarding this notice, stating the name, title, employer, and communication information such as telephone number and email address.
- Indicate whether this notice is being filed prior to the acquisition. If answering 'no', clearly describe the exception or reasons for not providing prior notice.
- Detail the classes of voting securities to be acquired, including total authorized, currently outstanding, and pro forma outstanding shares.
- Fill in the share ownership details for each acquirer, including current shares held and the shares to be purchased, along with the total percent of shares outstanding.
- Complete the financial information by providing the purchase price per share and total purchase price for the proposed transaction.
- Discuss the proposal's purpose, terms, and conditions, summarizing all relevant documents associated with the acquisition.
- If applicable, indicate the source and amount of funds for the purchase and provide necessary financial documentation.
- Identify people or parties involved in soliciting or recommending the acquisition, along with relevant agreement copies.
- Describe any planned significant changes in the acquired institution's business strategy or corporate structure.
- If there are changes in the board of directors or senior executives, provide a current and pro forma list.
- Finally, ensure that each acquiring party signs the certification at the end of the form, confirming the accuracy of the provided information.
- Once complete, save your changes, and choose to download, print, or share the filled-out form as needed.
Take the next step and fill out the Interagency Notice of Change in Control Form online today.
To effectively fill out a change request form, start by accurately identifying the project and related tasks. Clearly describe the requested change, including the reasons and expected outcomes. Don't forget to consider references to the Interagency Notice Of Change In Control Form, if relevant, as this adds an essential regulatory perspective to your request.
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