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Get Sipcs Online Claim Form
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How to fill out the Sipcs Online Claim Form online
Completing the Sipcs Online Claim Form is essential for individuals seeking compensation under an Excess SIPC Surety Bond. This guide provides detailed, step-by-step instructions to help users navigate the form with confidence.
Follow the steps to effectively complete the Sipcs Online Claim Form.
- Press the ‘Get Form’ button to access the form. Ensure you open the document in your form editor.
- Begin filling out the claimant information. Enter the name of the Broker/Dealer in the designated field. Provide your name, mailing address, city, state, zip code, and contact numbers clearly and accurately.
- Input the account number(s) you own, along with the names and contact information of all co-owners, specifying their percentage of ownership for each account.
- Indicate the capacity in which each account is held by checking the applicable boxes: Personal, Corporate, Trustee, Custodian, or Other. Ensure you provide explanations where necessary.
- Review the checklist provided on the form regarding the claimant or co-owner's relationship with the Broker/Dealer and check all that apply, providing details for each checked item on a separate page if needed.
- Complete the section regarding the Broker/Dealer's SIPA proceeding. This includes providing the bankruptcy court case number and the dates the proceeding commenced and closed.
- Fill in the details concerning your claim in the SIPA proceeding, stating whether you have filed a claim with the trustee, and if so, provide the claim number and amount claimed.
- List any payments or securities you have received in partial or full satisfaction of the claims filed in the SIPA proceeding, alongside the source of these payments.
- Identify any other persons or entities against whom you may seek recovery, including their names and the basis for your claims.
- Specify your payment instructions to CAPCO by providing the preferred account name, bank details, and mailing address for check or securities deliveries.
- Ensure you attach necessary documentation as outlined in Section VIII. Confirm all specified documents are included with your claim form.
- Finally, sign and date the form where required, ensuring all claims are accurate and true. If necessary, have the form notarized.
- Once completed, you can choose to save any changes, download, print, or share your filled-out form as needed.
Ensure you complete and submit your claim online to CAPCO promptly for processing.
SIPC offers two primary types of claim forms: the formal claim form and the simplified claim form. The formal claim form is suitable for more complex situations, while the simplified version is designed for straightforward cases. Understanding which form to use can streamline your claims process, particularly when submitting through SIPC's online claim form.
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